UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FRGI
5501
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
| $163K | ﹤0.01% |
19,317
+7,719
| +67% | +$63.4K |
|
|
RIV
5502
RiverNorth Opportunities Fund
RIV
$304M
| $163K | ﹤0.01% |
15,518
-1,661
| -10% | -$18.6K |
|
|
DHF
5503
BNY Mellon High Yield Strategies Fund
DHF
$174M
| $163K | ﹤0.01% |
76,180
+16,104
| +27% | +$35.6K |
|
|
GRSD
5504
Grandstand Limited Ordinary Shares
GRSD
$80.4M
| $163K | ﹤0.01% |
12,436
+6,266
| +102% | +$79.4K |
|
|
BNKU
5505
DELISTED
MicroSectorsTM U.S. Big Banks Index 3X Leveraged ETNs
BNKU
| $162K | ﹤0.01% |
11,860
+11,595
| +4,375% | +$194K |
|
5506
Five Star Bancorp
FSBC
$1.15B
| $162K | ﹤0.01% |
8,097
-464
| -5% | -$10.4K |
|
5507
Lemonade
LMND
$4.07B
| $162K | ﹤0.01% |
13,973
+1,217
| +10% | +$19.5K |
|
5508
Vuzix
VUZI
$258M
| $162K | ﹤0.01% |
44,690
-46,460
| -51% | -$206K |
|
5509
Northeast Bank
NBN
$1.15B
| $162K | ﹤0.01% |
3,673
-802
| -18% | -$35.9K |
|
5510
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12.1B
| $162K | ﹤0.01% |
7,219
+7,006
| +3,289% | +$159K |
|
5511
TechTarget
TTGT
$278M
| $162K | ﹤0.01% |
5,331
-16,896
| -76% | -$515K |
|
5512
Butterfly Network
BFLY
$2.35B
| $162K | ﹤0.01% |
136,917
-14,181
| -9% | -$27.4K |
|
5513
ProShares Short 20+ Year Treasury ETF
TBF
$107M
| $161K | ﹤0.01% |
6,418
+5,683
| +773% | +$132K |
|
5514
Babcock & Wilcox
BW
$1.53B
| $161K | ﹤0.01% |
38,215
-163
| -0.4% | -$851 |
|
5515
CapForce IBD 50 ETF
FFTY
$81.2M
| $161K | ﹤0.01% |
7,189
-3,200
| -31% | -$77.3K |
|
5516
Climb Global Solutions
CLMB
$532M
| $161K | ﹤0.01% |
14,956
-6,608
| -31% | -$72.9K |
|
5517
Myers Industries
MYE
$1.24B
| $161K | ﹤0.01% |
8,955
-18,415
| -67% | -$347K |
|
|
UCB
5518
United Community Banks
UCB
$4.43B
| $160K | ﹤0.01% |
6,304
-51,754
| -89% | -$1.4M |
|
|
PRSU
5519
Pursuit Attractions and Hospitality Inc
PRSU
$1.31B
| $160K | ﹤0.01% |
6,108
-8,787
| -59% | -$244K |
|
5520
United States Copper Index Fund
CPER
$774M
| $160K | ﹤0.01% |
6,945
+84
| +1% | +$1.97K |
|
5521
Nuveen Municipal Income
NMI
$126M
| $159K | ﹤0.01% |
18,535
+3,480
| +23% | +$32.3K |
|
5522
Invesco DB Precious Metals Fund
DBP
$257M
| $159K | ﹤0.01% |
3,353
-3,319
| -50% | -$165K |
|
5523
Peoples Financial Services
PFIS
$714M
| $159K | ﹤0.01% |
3,962
-151
| -4% | -$6.78K |
|
5524
TeraWulf
WULF
$8.67B
| $159K | ﹤0.01% |
125,818
+33,624
| +36% | +$79.7K |
|
5525
ProShares Short High Yield
SJB
$47.6M
| $158K | ﹤0.01% |
8,575
+2,711
| +46% | +$49.7K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.