UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Carnival Corporation Ltd
CCL
$38.3B
| $60.5M | 0.03% |
937,710
-106,695
| -10% | -$7.13M |
|
527
PPG Industries
PPG
$24.9B
| $60.4M | 0.03% |
556,006
-15,426
| -3% | -$1.64M |
|
528
HSBC
HSBC
$354B
| $60.3M | 0.03% |
1,335,730
+7,402
| +0.6% | +$327K |
|
529
iShares Russell Top 200 Growth ETF
IWY
$15.4B
| $60.2M | 0.03% |
887,645
-19,183
| -2% | -$1.28M |
|
530
Freeport-McMoran
FCX
$85.8B
| $60.1M | 0.03% |
4,284,244
+689,464
| +19% | +$9.69M |
|
|
B
531
PUT
Barrick Mining
B
$60.7B
| $60M | 0.03% |
3,731,800
+1,250,700
| +50% | +$20.9M |
|
|
BCR
532
DELISTED
CR Bard Inc.
BCR
| $60M | 0.03% |
187,128
+80,633
| +76% | +$25.8M |
|
533
CALL
Cisco
CSCO
$450B
| $59.5M | 0.03% |
1,770,700
-145,900
| -8% | -$4.64M |
|
534
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.38B
| $59.4M | 0.03% |
871,994
+23,238
| +3% | +$1.51M |
|
535
CALL
Caterpillar
CAT
$361B
| $58.8M | 0.03% |
471,780
+196,780
| +72% | +$22.7M |
|
536
Skyworks Solutions
SWKS
$9.33B
| $58.8M | 0.03% |
577,189
-172,564
| -23% | -$17.9M |
|
537
Valero Energy
VLO
$90.2B
| $58.7M | 0.03% |
763,364
-320,016
| -30% | -$22M |
|
538
Kimberly-Clark
KMB
$37.4B
| $58.5M | 0.03% |
496,752
-108,815
| -18% | -$13.3M |
|
539
PUT
Intel
INTC
$423B
| $58.4M | 0.03% |
1,534,600
-361,600
| -19% | -$12.9M |
|
540
Unilever
UL
$143B
| $58.1M | 0.03% |
891,550
-11,013
| -1% | -$708K |
|
541
CALL
VanEck Gold Miners ETF
GDX
$22.5B
| $57.9M | 0.03% |
2,521,900
+632,700
| +33% | +$14.6M |
|
542
iShares MSCI Taiwan ETF
EWT
$9.27B
| $57.7M | 0.03% |
1,597,924
-539,992
| -25% | -$19.8M |
|
|
BWP
543
DELISTED
Boardwalk Pipeline Partners
BWP
| $57.7M | 0.03% |
3,923,307
-152,881
| -4% | -$2.42M |
|
544
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.45B
| $57.1M | 0.03% |
1,118,341
+18,988
| +2% | +$961K |
|
545
PUT
iShares Biotechnology ETF
IBB
$9.48B
| $56.8M | 0.03% |
510,900
+50,700
| +11% | +$5.42M |
|
546
Ares Capital
ARCC
$13.6B
| $56.7M | 0.03% |
3,459,293
-553,028
| -14% | -$8.95M |
|
547
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
| $56.6M | 0.03% |
2,022,339
+23,445
| +1% | +$626K |
|
548
Tesla
TSLA
$1.19T
| $56.6M | 0.03% |
2,488,005
-658,290
| -21% | -$15.2M |
|
549
Eversource Energy
ES
$28.2B
| $56.5M | 0.03% |
934,770
+58,410
| +7% | +$3.6M |
|
550
PUT
AT&T
T
$167B
| $56.4M | 0.03% |
1,907,487
+1,782,237
| +1,423% | +$50.6M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.