UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5426
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$64M
| $180K | ﹤0.01% |
5,164
-1,285
| -20% | -$47.2K |
|
|
GNT
5427
GAMCO Natural Resources, Gold & Income Trust
GNT
$147M
| $180K | ﹤0.01% |
36,419
-1,525
| -4% | -$7.76K |
|
|
ZYXI
5428
DELISTED
Zynex
ZYXI
| $179K | ﹤0.01% |
22,405
+6,742
| +43% | +$56.4K |
|
5429
Northrim BanCorp
NRIM
$606M
| $179K | ﹤0.01% |
18,092
-1,628
| -8% | -$17.5K |
|
|
IAF
5430
abrdn Australia Equity Fund
IAF
$126M
| $179K | ﹤0.01% |
15,066
+42
| +0.3% | +$529 |
|
5431
Provident Financial Services
PFS
$3.21B
| $178K | ﹤0.01% |
11,672
-22,119
| -65% | -$375K |
|
|
SDC
5432
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $177K | ﹤0.01% |
426,448
+33,060
| +8% | +$18.9K |
|
5433
Bel Fuse Inc Class A
BELFA
$3.51B
| $177K | ﹤0.01% |
3,803
+278
| +8% | +$14.5K |
|
5434
Ziff Davis
ZD
$1.9B
| $176K | ﹤0.01% |
2,768
-36,134
| -93% | -$2.48M |
|
5435
Payoneer
PAYO
$2.42B
| $176K | ﹤0.01% |
28,772
-180,789
| -86% | -$1.02M |
|
|
GF
5436
New Germany Fund
GF
$189M
| $176K | ﹤0.01% |
21,541
-632
| -3% | -$5.56K |
|
5437
Holley
HLLY
$377M
| $176K | ﹤0.01% |
35,223
+3,488
| +11% | +$19.8K |
|
5438
ATN International
ATNI
$488M
| $176K | ﹤0.01% |
5,569
-7,000
| -56% | -$249K |
|
5439
Invesco S&P SmallCap Consumer Discretionary ETF
PSCD
$24.3M
| $176K | ﹤0.01% |
2,067
-61
| -3% | -$5.55K |
|
5440
Global X FTSE Southeast Asia ETF
ASEA
$102M
| $176K | ﹤0.01% |
12,070
-20
| -0.2% | -$300 |
|
5441
Dimensional US High Profitability ETF
DUHP
$12.8B
| $176K | ﹤0.01% |
6,832
-1,762
| -21% | -$47.1K |
|
5442
VirTra
VTSI
$36.5M
| $175K | ﹤0.01% |
31,426
-17,060
| -35% | -$116K |
|
5443
SoundHound AI
SOUN
$3.3B
| $175K | ﹤0.01% |
87,202
-41,476
| -32% | -$106K |
|
5444
First Hawaiian
FHB
$3.37B
| $175K | ﹤0.01% |
9,690
-495
| -5% | -$9.54K |
|
5445
Anika Therapeutics
ANIK
$288M
| $175K | ﹤0.01% |
9,376
-13,963
| -60% | -$290K |
|
|
ARR
5446
Armour Residential REIT
ARR
$2.37B
| $175K | ﹤0.01% |
8,217
-82,851
| -91% | -$2.04M |
|
|
REVG
5447
DELISTED
REV Group
REVG
| $174K | ﹤0.01% |
10,902
+47
| +0.4% | +$643 |
|
5448
Enviri
NVRI
$579M
| $174K | ﹤0.01% |
24,146
-34,263
| -59% | -$277K |
|
5449
Advantage Solutions
ADV
$420M
| $174K | ﹤0.01% |
2,454
-2,575
| -51% | -$171K |
|
5450
Timothy Plan High Dividend Stock ETF
TPHD
$371M
| $174K | ﹤0.01% |
5,680
+926
| +19% | +$29.5K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.