UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5351
Reynolds Consumer Products
REYN
$5.53B
| $206K | ﹤0.01% |
8,034
+6,175
| +332% | +$168K |
|
5352
Savara
SVRA
$1.11B
| $206K | ﹤0.01% |
54,471
+7,966
| +17% | +$28.4K |
|
5353
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$677M
| $206K | ﹤0.01% |
4,275
-1,698
| -28% | -$82.5K |
|
|
OTLY
5354
Oatly Group
OTLY
$441M
| $206K | ﹤0.01% |
11,484
+3,591
| +45% | +$105K |
|
5355
TaskUs
TASK
$688M
| $206K | ﹤0.01% |
19,812
-4,575
| -19% | -$49.2K |
|
5356
Silgan Holdings
SLGN
$4.49B
| $205K | ﹤0.01% |
4,765
-13,146
| -73% | -$590K |
|
5357
U-Haul Holding Co
UHAL
$14.4B
| $205K | ﹤0.01% |
3,764
-1,463
| -28% | -$85K |
|
5358
PUT
iShares S&P 500 Growth ETF
IVW
$77.6B
| $205K | ﹤0.01% |
3,000
| – | – |
|
5359
Vanguard ESG US Corporate Bond ETF
VCEB
$1.15B
| $205K | ﹤0.01% |
3,449
-3,152
| -48% | -$192K |
|
|
IMGN
5360
PUT
DELISTED
Immunogen Inc
IMGN
| $205K | ﹤0.01% |
12,900
| – | – |
|
5361
First Commonwealth Financial
FCF
$2.18B
| $204K | ﹤0.01% |
16,735
-29,974
| -64% | -$395K |
|
|
TSP
5362
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
| $204K | ﹤0.01% |
130,766
+54,867
| +72% | +$96K |
|
|
ICPT
5363
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $204K | ﹤0.01% |
+11,000
| New | +$124K |
|
5364
DocGo
DCGO
$65.9M
| $204K | ﹤0.01% |
38,244
-8,539
| -18% | -$69.3K |
|
5365
ProShares UltraPro Short Dow 30
SDOW
$186M
| $204K | ﹤0.01% |
1,951
+77
| +4% | +$7.26K |
|
5366
Esquire Financial Holdings
ESQ
$1.55B
| $204K | ﹤0.01% |
4,458
-458
| -9% | -$21.8K |
|
5367
American Vanguard Corp
AVD
$62.5M
| $204K | ﹤0.01% |
18,624
+6,434
| +53% | +$97.9K |
|
5368
Xperi
XPER
$329M
| $203K | ﹤0.01% |
20,633
+15,287
| +286% | +$181K |
|
|
EIC
5369
Eagle Point Income Co
EIC
$233M
| $203K | ﹤0.01% |
14,264
+4,123
| +41% | +$57.2K |
|
|
DFP
5370
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
| $203K | ﹤0.01% |
12,083
+426
| +4% | +$7.46K |
|
5371
MaxCyte
MXCT
$141M
| $203K | ﹤0.01% |
64,931
-5,986
| -8% | -$24.1K |
|
5372
Shore Bancshares
SHBI
$800M
| $203K | ﹤0.01% |
19,254
+2,518
| +15% | +$28.6K |
|
|
BASE
5373
DELISTED
Couchbase
BASE
| $202K | ﹤0.01% |
11,786
-21,461
| -65% | -$351K |
|
|
AFCG
5374
AFC Gamma
AFCG
$72.1M
| $202K | ﹤0.01% |
25,150
+4,226
| +20% | +$37.6K |
|
5375
Freedom Holding
FRHC
$9.34B
| $202K | ﹤0.01% |
2,381
-104
| -4% | -$8.81K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.