UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ABTX
4401
DELISTED
Allegiance Bancshares
ABTX
| $299K | ﹤0.01% |
12,414
+3,349
| +37% | +$113K |
|
|
JPGE
4402
DELISTED
JPMorgan Diversified Return Global Equity ETF
JPGE
| $299K | ﹤0.01% |
6,232
+1,704
| +38% | +$97.5K |
|
|
IBCE
4403
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
| $299K | ﹤0.01% |
12,255
-2,193
| -15% | -$53.6K |
|
4404
Alector
ALEC
$228M
| $298K | ﹤0.01% |
12,375
-13,937
| -53% | -$355K |
|
4405
Cass Information Systems
CASS
$750M
| $298K | ﹤0.01% |
8,473
-8,051
| -49% | -$389K |
|
4406
Clearwater Paper
CLW
$354M
| $298K | ﹤0.01% |
13,702
-3,883
| -22% | -$93.4K |
|
|
I
4407
DELISTED
INTELSAT S. A.
I
| $297K | ﹤0.01% |
194,085
-4,971,099
| -96% | -$20.8M |
|
4408
Avantor
AVTR
$9.37B
| $296K | ﹤0.01% |
23,761
-60,567
| -72% | -$971K |
|
4409
iShares MSCI Denmark ETF
EDEN
$208M
| $296K | ﹤0.01% |
4,927
+82
| +2% | +$5.41K |
|
|
CATC
4410
DELISTED
CAMBRIDGE BANCORP
CATC
| $296K | ﹤0.01% |
5,702
-2,021
| -26% | -$138K |
|
|
CSOD
4411
DELISTED
Cornerstone OnDemand, Inc.
CSOD
| $296K | ﹤0.01% |
9,311
-10,689
| -53% | -$522K |
|
4412
Byline Bancorp
BY
$1.78B
| $295K | ﹤0.01% |
28,518
-27,020
| -49% | -$458K |
|
4413
CALL
Cboe Global Markets
CBOE
$30.6B
| $295K | ﹤0.01% |
+3,300
| New | +$369K |
|
4414
First Trust Small Cap Value AlphaDEX Fund
FYT
$202M
| $295K | ﹤0.01% |
13,404
+870
| +7% | +$27.8K |
|
|
NVEE
4415
DELISTED
NV5 Global
NVEE
| $295K | ﹤0.01% |
28,540
-38,280
| -57% | -$512K |
|
|
SP
4416
DELISTED
SP Plus Corporation
SP
| $295K | ﹤0.01% |
14,208
-14,390
| -50% | -$526K |
|
|
VRAY
4417
DELISTED
ViewRay, Inc.
VRAY
| $295K | ﹤0.01% |
118,034
+107,498
| +1,020% | +$304K |
|
|
PCSB
4418
DELISTED
PCSB Financial Corporation
PCSB
| $295K | ﹤0.01% |
21,056
-12,201
| -37% | -$220K |
|
4419
Argan
AGX
$7.84B
| $294K | ﹤0.01% |
8,498
-6,083
| -42% | -$252K |
|
4420
ProShares UltraPro Dow 30
UDOW
$930M
| $294K | ﹤0.01% |
28,148
+11,940
| +74% | +$303K |
|
4421
U-Haul Holding Co
UHAL
$14.4B
| $294K | ﹤0.01% |
10,110
+870
| +9% | +$29.4K |
|
|
STFC
4422
DELISTED
State Auto Financial Corp
STFC
| $294K | ﹤0.01% |
10,593
-10,131
| -49% | -$289K |
|
4423
Phreesia
PHR
$780M
| $293K | ﹤0.01% |
13,921
+1,256
| +10% | +$34.4K |
|
4424
Arcus Biosciences
RCUS
$3.67B
| $292K | ﹤0.01% |
21,057
-21,814
| -51% | -$271K |
|
|
DFP
4425
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$428M
| $291K | ﹤0.01% |
14,350
-33,780
| -70% | -$845K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.