UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3951
ePlus
PLUS
$2.47B
| $773K | ﹤0.01% |
20,554
+882
| +4% | +$37.2K |
|
|
NOAH
3952
Noah Holdings
NOAH
$568M
| $767K | ﹤0.01% |
16,580
+104
| +0.6% | +$4.28K |
|
3953
Shenandoah Telecom
SHEN
$720M
| $766K | ﹤0.01% |
22,652
+1,299
| +6% | +$47.8K |
|
|
QCP
3954
DELISTED
Quality Care Properties, Inc.
QCP
| $765K | ﹤0.01% |
55,386
-5,565
| -9% | -$85K |
|
3955
Baytex Energy
BTE
$2.9B
| $764K | ﹤0.01% |
254,570
-13,041
| -5% | -$38.4K |
|
3956
Deckers Outdoor
DECK
$13.5B
| $762K | ﹤0.01% |
56,994
-31,140
| -35% | -$373K |
|
|
MVT
3957
DELISTED
BlackRock MuniVest Fund II
MVT
| $762K | ﹤0.01% |
49,346
-1,612
| -3% | -$24.9K |
|
|
STEW
3958
SRH Total Return Fund
STEW
$1.8B
| $762K | ﹤0.01% |
68,745
+51,335
| +295% | +$546K |
|
3959
Washington Trust Bancorp
WASH
$753M
| $762K | ﹤0.01% |
14,300
-75
| -0.5% | -$4.16K |
|
|
NIQ
3960
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
| $761K | ﹤0.01% |
59,119
-1,232
| -2% | -$16.2K |
|
3961
PUT
Eastman Chemical
EMN
$8.39B
| $760K | ﹤0.01% |
8,200
-9,000
| -52% | -$818K |
|
3962
CALL
KKR & Co
KKR
$94.9B
| $760K | ﹤0.01% |
36,100
-85,700
| -70% | -$1.72M |
|
3963
Nexstar Media Group
NXST
$5.8B
| $760K | ﹤0.01% |
9,729
-7,322
| -43% | -$492K |
|
|
MTOR
3964
DELISTED
MERITOR, Inc.
MTOR
| $760K | ﹤0.01% |
32,384
-48,229
| -60% | -$1.21M |
|
|
DFP
3965
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$426M
| $759K | ﹤0.01% |
28,447
+12,489
| +78% | +$331K |
|
3966
CALL
Edison International
EIX
$26.3B
| $759K | ﹤0.01% |
+12,000
| New | +$915K |
|
|
CHW
3967
Calamos Global Dynamic Income Fund
CHW
$542M
| $757K | ﹤0.01% |
83,274
+4,803
| +6% | +$43.7K |
|
3968
Rogers Corp
ROG
$2.36B
| $753K | ﹤0.01% |
4,648
-221
| -5% | -$33.3K |
|
|
TVPT
3969
DELISTED
Travelport Worldwide Limited
TVPT
| $752K | ﹤0.01% |
57,546
+6,109
| +12% | +$87.1K |
|
|
JPM.WS
3970
DELISTED
JPMorgan Chase
JPM.WS
| $751K | ﹤0.01% |
11,306
-3,343
| -23% | -$201K |
|
3971
Ingevity
NGVT
$2.65B
| $750K | ﹤0.01% |
10,648
+440
| +4% | +$31.7K |
|
|
FAM
3972
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $750K | ﹤0.01% |
64,327
+16,579
| +35% | +$190K |
|
|
MFM
3973
Aberdeen Municipal Income Fund
MFM
$221M
| $749K | ﹤0.01% |
109,008
+4,082
| +4% | +$28.4K |
|
3974
KNOT Offshore Partners
KNOP
$361M
| $748K | ﹤0.01% |
36,062
+5,105
| +16% | +$110K |
|
3975
PUT
Transocean
RIG
$5.69B
| $748K | ﹤0.01% |
70,000
-400,000
| -85% | -$4.15M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.