UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3776
First Trust Global Wind Energy ETF
FAN
$277M
| $1.59M | ﹤0.01% |
108,288
+2,544
| +2% | +$35K |
|
3777
Matthews International
MATW
$717M
| $1.59M | ﹤0.01% |
41,552
+27,309
| +192% | +$1M |
|
3778
iShares US Pharmaceuticals ETF
IHE
$1.66B
| $1.58M | ﹤0.01% |
29,700
+2,178
| +8% | +$107K |
|
3779
Acushnet Holdings
GOLF
$5.34B
| $1.58M | ﹤0.01% |
48,715
+18,836
| +63% | +$560K |
|
3780
CALL
iQIYI
IQ
$1.3B
| $1.58M | ﹤0.01% |
+75,000
| New | +$1.38M |
|
3781
1st Source
SRCE
$2.1B
| $1.58M | ﹤0.01% |
30,516
+6,429
| +27% | +$323K |
|
|
PPBI
3782
DELISTED
Pacific Premier Bancorp
PPBI
| $1.58M | ﹤0.01% |
48,492
+45,607
| +1,581% | +$1.49M |
|
3783
CALL
AMC Global Media
AMCX
$489M
| $1.58M | ﹤0.01% |
+40,000
| New | +$1.68M |
|
3784
CALL
MongoDB
MDB
$33.5B
| $1.58M | ﹤0.01% |
12,000
-9,000
| -43% | -$1.18M |
|
3785
Black Stone Minerals
BSM
$3.06B
| $1.58M | ﹤0.01% |
123,991
+34,869
| +39% | +$444K |
|
3786
Photronics
PLAB
$1.89B
| $1.58M | ﹤0.01% |
100,063
+18,826
| +23% | +$237K |
|
3787
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
| $1.58M | ﹤0.01% |
40,011
-3,828
| -9% | -$141K |
|
3788
CALL
Halozyme
HALO
$12.2B
| $1.57M | ﹤0.01% |
+88,800
| New | +$1.54M |
|
|
SNR
3789
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
| $1.57M | ﹤0.01% |
205,755
+13,290
| +7% | +$98.6K |
|
3790
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
| $1.57M | ﹤0.01% |
77,835
+18,786
| +32% | +$378K |
|
|
SDC
3791
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $1.57M | ﹤0.01% |
179,833
+58,830
| +49% | +$588K |
|
3792
Nuveen Virginia Quality Municipal Income Fund
NPV
$214M
| $1.57M | ﹤0.01% |
107,479
+16,869
| +19% | +$239K |
|
3793
PUT
C.H. Robinson
CHRW
$17.3B
| $1.56M | ﹤0.01% |
+20,000
| New | +$1.59M |
|
|
CLVS
3794
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
| $1.56M | ﹤0.01% |
150,000
| – | – |
|
3795
Columbus McKinnon
CMCO
$557M
| $1.56M | ﹤0.01% |
39,031
-3,713
| -9% | -$144K |
|
3796
CALL
Oceaneering
OII
$5.09B
| $1.56M | ﹤0.01% |
+104,500
| New | +$1.45M |
|
3797
Schwab US REIT ETF
SCHH
$11.2B
| $1.56M | ﹤0.01% |
67,782
+10,508
| +18% | +$245K |
|
|
FMO
3798
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
| $1.56M | ﹤0.01% |
39,445
+6,613
| +20% | +$257K |
|
3799
Guardant Health
GH
$22.4B
| $1.56M | ﹤0.01% |
19,930
+2,589
| +15% | +$187K |
|
|
AHRT
3800
AH Realty Trust
AHRT
$503M
| $1.56M | ﹤0.01% |
84,774
+41,187
| +94% | +$748K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.