UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3601
Innovator Defined Wealth Shield ETF
BALT
$2.8B
| $1.69M | ﹤0.01% |
+60,819
| New | +$1.7M |
|
|
FAX
3602
abrdn Asia-Pacific Income Fund
FAX
$601M
| $1.69M | ﹤0.01% |
114,965
-7,802
| -6% | -$124K |
|
3603
PUT
Southern Company
SO
$106B
| $1.69M | ﹤0.01% |
26,100
| – | – |
|
3604
Orion
OEC
$373M
| $1.69M | ﹤0.01% |
79,342
+33,201
| +72% | +$725K |
|
3605
Global Partners
GLP
$1.68B
| $1.69M | ﹤0.01% |
47,770
-13,965
| -23% | -$448K |
|
3606
Papa John's
PZZA
$797M
| $1.69M | ﹤0.01% |
24,707
-31,293
| -56% | -$2.42M |
|
3607
PennantPark Floating Rate Capital
PFLT
$748M
| $1.68M | ﹤0.01% |
157,953
-7,055
| -4% | -$76.1K |
|
3608
Icahn Enterprises
IEP
$5.41B
| $1.68M | ﹤0.01% |
85,113
+22,321
| +36% | +$564K |
|
3609
PUT
Sunrun
RUN
$2.46B
| $1.68M | ﹤0.01% |
133,600
+58,600
| +78% | +$964K |
|
3610
PUT
DoorDash
DASH
$91.4B
| $1.68M | ﹤0.01% |
21,100
-468,638
| -96% | -$38.2M |
|
|
LICY
3611
DELISTED
Li-Cycle Holdings Corp.
LICY
| $1.68M | ﹤0.01% |
58,998
+10,501
| +22% | +$420K |
|
3612
Sprinklr
CXM
$1.58B
| $1.67M | ﹤0.01% |
120,997
+12,734
| +12% | +$182K |
|
3613
JPMorgan High Yield Municipal ETF
JMHI
$293M
| $1.67M | ﹤0.01% |
+35,248
| New | +$1.72M |
|
3614
PUT
SolarEdge
SEDG
$2.03B
| $1.67M | ﹤0.01% |
12,900
-21,300
| -62% | -$4.09M |
|
3615
Future Fuel
FF
$263M
| $1.67M | ﹤0.01% |
232,905
-10,666
| -4% | -$87.4K |
|
3616
Virtu Financial
VIRT
$5.01B
| $1.67M | ﹤0.01% |
96,643
+38,504
| +66% | +$700K |
|
3617
Kyndryl
KD
$2.82B
| $1.67M | ﹤0.01% |
110,518
-154,016
| -58% | -$2.28M |
|
3618
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.1B
| $1.67M | ﹤0.01% |
28,540
-3,436
| -11% | -$212K |
|
3619
State Street Income Allocation ETF
INKM
$75.3M
| $1.67M | ﹤0.01% |
57,868
-1,684
| -3% | -$50.7K |
|
|
DO
3620
DELISTED
Diamond Offshore Drilling, Inc.
DO
| $1.66M | ﹤0.01% |
113,232
+27,198
| +32% | +$415K |
|
3621
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$82.9M
| $1.66M | ﹤0.01% |
19,899
-531
| -3% | -$45.9K |
|
3622
StepStone Group
STEP
$4.03B
| $1.66M | ﹤0.01% |
52,572
+12,745
| +32% | +$370K |
|
3623
CALL
General Dynamics
GD
$106B
| $1.66M | ﹤0.01% |
7,500
| – | – |
|
3624
Nuveen Real Asset Income & Growth Fund
JRI
$349M
| $1.66M | ﹤0.01% |
156,021
-43,052
| -22% | -$483K |
|
3625
Armstrong World Industries
AWI
$7.74B
| $1.66M | ﹤0.01% |
22,991
+377
| +2% | +$28.1K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.