UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$850M |
| 2 |
Apple
AAPL
|
+$778M |
| 3 |
Tesla
TSLA
|
+$569M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$351M |
| 5 |
Johnson & Johnson
JNJ
|
+$336M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Salesforce
CRM
|
+$372M |
| 2 |
Meta Platforms (Facebook)
META
|
+$237M |
| 3 |
CTXS
Citrix Systems Inc
CTXS
|
+$223M |
| 4 |
iShares US Real Estate ETF
IYR
|
+$217M |
| 5 |
Vertiv
VRT
|
+$144M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.83% |
| 2 | Healthcare | 7.49% |
| 3 | Financials | 7.15% |
| 4 | Consumer Discretionary | 4.92% |
| 5 | Industrials | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3551
Nuveen ESG High Yield Corporate Bond ETF
NUHY
$111M
| $1.69M | ﹤0.01% |
83,536
-3,243
| -4% | -$65.8K |
|
|
MRSN
3552
DELISTED
Mersana Therapeutics
MRSN
| $1.69M | ﹤0.01% |
11,544
+10,492
| +997% | +$1.77M |
|
|
HIMX
3553
Himax Technologies
HIMX
$2.6B
| $1.69M | ﹤0.01% |
272,162
-127,353
| -32% | -$811K |
|
|
BBBY
3554
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
| $1.69M | ﹤0.01% |
673,300
+188,800
| +39% | +$741K |
|
3555
National Vision
EYE
$1.78B
| $1.69M | ﹤0.01% |
43,540
+35,954
| +474% | +$1.35M |
|
|
MVF
3556
DELISTED
BlackRock MuniVest Fund
MVF
| $1.69M | ﹤0.01% |
240,634
-140,108
| -37% | -$940K |
|
3557
ePlus
PLUS
$2.31B
| $1.69M | ﹤0.01% |
38,092
+9,495
| +33% | +$443K |
|
3558
Kratos Defense & Security Solutions
KTOS
$11.9B
| $1.69M | ﹤0.01% |
163,347
+14,850
| +10% | +$148K |
|
3559
Alerian Energy Infrastructure ETF
ENFR
$524M
| $1.69M | ﹤0.01% |
79,657
+5,336
| +7% | +$115K |
|
|
VIVO
3560
DELISTED
Meridian Bioscience Inc
VIVO
| $1.69M | ﹤0.01% |
50,739
+20,672
| +69% | +$666K |
|
3561
Tennant Co
TNC
$1.15B
| $1.68M | ﹤0.01% |
27,256
+6,051
| +29% | +$370K |
|
3562
CALL
Etsy
ETSY
$7.36B
| $1.68M | ﹤0.01% |
14,000
| – | – |
|
3563
iShares US Equity Factor ETF
LRGF
$3.7B
| $1.67M | ﹤0.01% |
42,928
-1,485
| -3% | -$58.1K |
|
3564
Global X MSCI China Consumer Discretionary ETF
CHIQ
$124M
| $1.67M | ﹤0.01% |
82,822
+32,610
| +65% | +$591K |
|
3565
AdvanSix
ASIX
$458M
| $1.67M | ﹤0.01% |
43,815
+30,045
| +218% | +$1.13M |
|
3566
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
| $1.67M | ﹤0.01% |
30,126
+2,866
| +11% | +$163K |
|
3567
Diodes
DIOD
$4.7B
| $1.66M | ﹤0.01% |
21,863
-50,977
| -70% | -$3.99M |
|
3568
EnerSys
ENS
$6.8B
| $1.66M | ﹤0.01% |
22,525
+10,078
| +81% | +$704K |
|
3569
PUT
Transocean
RIG
$6.56B
| $1.66M | ﹤0.01% |
364,700
-71,600
| -16% | -$276K |
|
|
MCI
3570
Barings Corporate Investors
MCI
$341M
| $1.66M | ﹤0.01% |
119,126
+5,265
| +5% | +$71.1K |
|
|
RFM
3571
RiverNorth Flexible Municipal Income Fund
RFM
$91.5M
| $1.66M | ﹤0.01% |
105,799
+22,630
| +27% | +$357K |
|
3572
Future Fuel
FF
$276M
| $1.66M | ﹤0.01% |
203,982
+201,528
| +8,212% | +$1.52M |
|
3573
Assured Guaranty
AGO
$3.35B
| $1.66M | ﹤0.01% |
26,626
-4,245
| -14% | -$252K |
|
3574
PUT
TJX Companies
TJX
$172B
| $1.66M | ﹤0.01% |
20,800
| – | – |
|
|
PCK
3575
DELISTED
Pimco California Municipal Income Fund II
PCK
| $1.65M | ﹤0.01% |
243,679
+32,742
| +16% | +$218K |
|
Similar funds
UBS Group's Q4 2022 Portfolio in Review
As of Q4 2022, UBS Group held 12,049 positions worth $268B, up 17% from $228B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group deployed $21.8B of net new capital in Q4 2022, opening 1,180 new positions and adding to 5,214 existing holdings. Its largest new stake was Avantis US Small Cap Value ETF: 210,571 shares worth $15.7M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was Salesforce, an estimated $372M trimmed.
- UBS Group's largest Q4 2022 buy was Avantis US Small Cap Value ETF: 210,571 shares worth $15.7M.
- UBS Group added most to Microsoft in Q4 2022, an estimated $850M increase.
- UBS Group's biggest Q4 2022 reduction was Salesforce, cutting an estimated $372M.
- UBS Group fully exited Citrix Systems Inc in Q4 2022, selling an estimated $223M.
- UBS Group's ten largest holdings make up 13% of its $268B portfolio in Q4 2022.
- UBS Group opened 1,180 new positions and closed 1,371 in Q4 2022.
- UBS Group's portfolio value rose 17% quarter-over-quarter to $268B.
Based on UBS Group's 13F filing for Q4 2022, filed 8 Feb 2023.