UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3451
STMicroelectronics
STM
$50B
| $1.69M | ﹤0.01% |
87,489
-8,291
| -9% | -$152K |
|
|
WPX
3452
DELISTED
WPX Energy, Inc.
WPX
| $1.69M | ﹤0.01% |
159,609
+54,029
| +51% | +$570K |
|
3453
Archrock
AROC
$5.8B
| $1.69M | ﹤0.01% |
169,303
-199,222
| -54% | -$1.99M |
|
3454
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
| $1.69M | ﹤0.01% |
28,105
+25,837
| +1,139% | +$1.55M |
|
|
PVG
3455
DELISTED
PRETIUM RESOURCES INC.
PVG
| $1.69M | ﹤0.01% |
146,487
+62,407
| +74% | +$741K |
|
3456
CALL
BioMarin Pharmaceuticals
BMRN
$12.4B
| $1.69M | ﹤0.01% |
+25,000
| New | +$1.93M |
|
|
CNH
3457
CNH Industrial
CNH
$17.5B
| $1.69M | ﹤0.01% |
190,693
-379,528
| -67% | -$3.34M |
|
|
HOME
3458
DELISTED
At Home Group Inc.
HOME
| $1.68M | ﹤0.01% |
175,018
+116,704
| +200% | +$797K |
|
|
MAG
3459
CALL
DELISTED
MAG Silver
MAG
| $1.68M | ﹤0.01% |
+158,500
| New | +$1.83M |
|
3460
Navios Maritime Partners
NMM
$2.26B
| $1.68M | ﹤0.01% |
94,812
+91,654
| +2,902% | +$1.53M |
|
|
SDC
3461
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $1.68M | ﹤0.01% |
+121,003
| New | +$2.02M |
|
3462
Wolfspeed
WOLF
$1.71B
| $1.68M | ﹤0.01% |
34,261
+9,413
| +38% | +$512K |
|
3463
Kennametal
KMT
$2.52B
| $1.68M | ﹤0.01% |
54,491
+30,266
| +125% | +$964K |
|
3464
Shake Shack
SHAK
$2.87B
| $1.68M | ﹤0.01% |
17,090
+230
| +1% | +$20.3K |
|
3465
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
| $1.68M | ﹤0.01% |
52,688
+1,130
| +2% | +$36K |
|
3466
Knowles
KN
$3.34B
| $1.67M | ﹤0.01% |
82,325
+49,182
| +148% | +$965K |
|
|
IHD
3467
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
| $1.67M | ﹤0.01% |
233,325
-24,077
| -9% | -$174K |
|
|
STML
3468
DELISTED
Stemline Therapeutics, Inc.
STML
| $1.67M | ﹤0.01% |
160,654
+82,154
| +105% | +$1.07M |
|
|
HDS
3469
PUT
DELISTED
HD Supply Holdings, Inc.
HDS
| $1.67M | ﹤0.01% |
+42,600
| New | +$1.67M |
|
3470
Zoom
ZM
$30.6B
| $1.67M | ﹤0.01% |
21,889
-27,013
| -55% | -$2.43M |
|
3471
PUT
Toll Brothers
TOL
$14.5B
| $1.67M | ﹤0.01% |
40,600
| – | – |
|
3472
Cable One
CABO
$212M
| $1.67M | ﹤0.01% |
1,328
-1,636
| -55% | -$2.03M |
|
3473
Voyager Therapeutics
VYGR
$201M
| $1.66M | ﹤0.01% |
96,665
+73,173
| +311% | +$1.54M |
|
3474
Artivion
AORT
$1.32B
| $1.66M | ﹤0.01% |
61,208
-6,290
| -9% | -$178K |
|
|
AXE
3475
DELISTED
Anixter International Inc
AXE
| $1.66M | ﹤0.01% |
24,029
+15,287
| +175% | +$936K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.