UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$324M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$241M |
| 3 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$150M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$142M |
| 5 |
UBS Group
UBS
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI ACWI ETF
ACWI
|
+$630M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$608M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$368M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Amazon
AMZN
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.88% |
| 2 | Financials | 6.67% |
| 3 | Healthcare | 6.52% |
| 4 | Consumer Discretionary | 4.99% |
| 5 | Industrials | 4.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CMRC
3426
CALL
Commerce.com Inc Series 1
CMRC
$175M
| $1.48M | ﹤0.01% |
+100,000
| New | +$1.72M |
|
3427
TD Synnex
SNX
$20.4B
| $1.48M | ﹤0.01% |
18,241
-16,873
| -48% | -$1.61M |
|
3428
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
| $1.48M | ﹤0.01% |
87,528
+25,875
| +42% | +$453K |
|
3429
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
| $1.48M | ﹤0.01% |
125,542
-7,381
| -6% | -$97.8K |
|
|
MCI
3430
Barings Corporate Investors
MCI
$340M
| $1.47M | ﹤0.01% |
113,861
+565
| +0.5% | +$7.84K |
|
3431
CALL
Shake Shack
SHAK
$2.92B
| $1.47M | ﹤0.01% |
32,731
| – | – |
|
3432
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
| $1.47M | ﹤0.01% |
27,260
-26,574
| -49% | -$1.56M |
|
|
IGA
3433
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
| $1.47M | ﹤0.01% |
174,100
+73,786
| +74% | +$667K |
|
3434
Alerian Energy Infrastructure ETF
ENFR
$523M
| $1.47M | ﹤0.01% |
74,321
+6,622
| +10% | +$143K |
|
3435
PENN Entertainment
PENN
$2.55B
| $1.46M | ﹤0.01% |
53,024
-58,486
| -52% | -$1.89M |
|
|
XHR
3436
Xenia Hotels & Resorts
XHR
$1.75B
| $1.46M | ﹤0.01% |
105,781
+78,079
| +282% | +$1.25M |
|
3437
Cannae Holdings
CNNE
$642M
| $1.46M | ﹤0.01% |
70,601
-443
| -0.6% | -$9.55K |
|
3438
Arrow Financial
AROW
$647M
| $1.46M | ﹤0.01% |
52,021
-71
| -0.1% | -$2.2K |
|
3439
1st Source
SRCE
$2.11B
| $1.45M | ﹤0.01% |
31,419
+470
| +2% | +$22.3K |
|
|
UCB
3440
United Community Banks
UCB
$4.32B
| $1.45M | ﹤0.01% |
43,927
+33,440
| +319% | +$1.11M |
|
3441
Revolve Group
RVLV
$1.7B
| $1.45M | ﹤0.01% |
66,889
-2,564
| -4% | -$67.4K |
|
|
TCN
3442
DELISTED
Tricon Residential Inc.
TCN
| $1.45M | ﹤0.01% |
167,684
+13,771
| +9% | +$145K |
|
3443
Descartes Systems
DSGX
$6.78B
| $1.45M | ﹤0.01% |
22,766
+8,319
| +58% | +$564K |
|
3444
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$377M
| $1.45M | ﹤0.01% |
31,897
-14,731
| -32% | -$718K |
|
3445
Uranium Energy
UEC
$5.66B
| $1.45M | ﹤0.01% |
413,204
-176,103
| -30% | -$673K |
|
3446
TriCo Bancshares
TCBK
$1.83B
| $1.44M | ﹤0.01% |
32,199
+72
| +0.2% | +$3.38K |
|
3447
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.06B
| $1.43M | ﹤0.01% |
65,757
+10,429
| +19% | +$239K |
|
3448
First Financial Corp
THFF
$963M
| $1.43M | ﹤0.01% |
31,708
-1,753
| -5% | -$80.9K |
|
3449
Nuveen New York Quality Municipal Income Fund
NAN
$370M
| $1.43M | ﹤0.01% |
136,782
+3,994
| +3% | +$46K |
|
3450
Sportradar
SRAD
$3.86B
| $1.43M | ﹤0.01% |
162,643
-39,382
| -19% | -$393K |
|
Similar funds
UBS Group's Q3 2022 Portfolio in Review
As of Q3 2022, UBS Group held 11,885 positions worth $228B, down 6.3% from $244B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2022 filing shows 1,175 new, 4,825 increased, 3,846 reduced and 1,024 closed positions. Its largest new stake was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $630M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2022 buy was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2022, an estimated $324M increase.
- UBS Group's biggest Q3 2022 reduction was iShares MSCI ACWI ETF, cutting an estimated $630M.
- UBS Group fully exited CMC Materials, Inc. Common Stock in Q3 2022, selling an estimated $111M.
- UBS Group's ten largest holdings make up 14% of its $228B portfolio in Q3 2022.
- UBS Group opened 1,175 new positions and closed 1,024 in Q3 2022.
- UBS Group's portfolio value fell 6.3% quarter-over-quarter to $228B.
Based on UBS Group's 13F filing for Q3 2022, filed 10 Nov 2022.