UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3401
Pan American Silver
PAAS
$21.8B
| $2.09M | ﹤0.01% |
144,220
-36,627
| -20% | -$573K |
|
3402
1st Source
SRCE
$2.12B
| $2.09M | ﹤0.01% |
49,589
+8,274
| +20% | +$369K |
|
|
ISD
3403
PGIM High Yield Bond Fund
ISD
$418M
| $2.09M | ﹤0.01% |
177,154
+20,956
| +13% | +$256K |
|
3404
Cannae Holdings
CNNE
$652M
| $2.09M | ﹤0.01% |
111,919
-177
| -0.2% | -$3.49K |
|
3405
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
| $2.08M | ﹤0.01% |
20,556
-23,835
| -54% | -$2.44M |
|
3406
CALL
Edwards Lifesciences
EW
$54B
| $2.08M | ﹤0.01% |
+30,000
| New | +$2.41M |
|
3407
PUT
Baxter International
BAX
$14.3B
| $2.08M | ﹤0.01% |
55,000
| – | – |
|
3408
ProShares Trust Short MSCI Emerging Markets
EUM
$9.44M
| $2.07M | ﹤0.01% |
67,634
+58,875
| +672% | +$1.73M |
|
3409
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.9B
| $2.07M | ﹤0.01% |
20,867
-19,389
| -48% | -$1.92M |
|
3410
PUT
Norwegian Cruise Line
NCLH
$8.59B
| $2.07M | ﹤0.01% |
125,500
+35,500
| +39% | +$655K |
|
3411
Primerica
PRI
$9.63B
| $2.07M | ﹤0.01% |
10,656
+579
| +6% | +$119K |
|
3412
Arbor Realty Trust
ABR
$998M
| $2.07M | ﹤0.01% |
136,189
+5,418
| +4% | +$85.7K |
|
|
NBH
3413
Neuberger Municipal Fund Inc
NBH
$302M
| $2.07M | ﹤0.01% |
224,314
-11,511
| -5% | -$115K |
|
|
DFS
3414
CALL
DELISTED
Discover Financial Services
DFS
| $2.06M | ﹤0.01% |
23,800
+1,800
| +8% | +$179K |
|
3415
Primoris Services
PRIM
$4.42B
| $2.06M | ﹤0.01% |
62,978
+23,718
| +60% | +$775K |
|
|
CFLT
3416
DELISTED
Confluent
CFLT
| $2.06M | ﹤0.01% |
69,460
+25,774
| +59% | +$864K |
|
3417
PagSeguro Digital
PAGS
$2.48B
| $2.06M | ﹤0.01% |
238,808
-20,686
| -8% | -$195K |
|
3418
iShares Global Comm Services ETF
IXP
$567M
| $2.06M | ﹤0.01% |
30,094
-455
| -1% | -$31.7K |
|
3419
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
| $2.06M | ﹤0.01% |
36,472
+11,158
| +44% | +$671K |
|
3420
The GEO Group
GEO
$4.18B
| $2.05M | ﹤0.01% |
251,186
+40,884
| +19% | +$299K |
|
|
EAD
3421
Allspring Income Opportunities Fund
EAD
$381M
| $2.05M | ﹤0.01% |
336,704
+11,807
| +4% | +$74.7K |
|
3422
PUT
MSCI
MSCI
$40.8B
| $2.05M | ﹤0.01% |
+4,000
| New | +$2.1M |
|
|
OPP
3423
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
| $2.05M | ﹤0.01% |
261,738
-15,624
| -6% | -$130K |
|
|
TARO
3424
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
| $2.04M | ﹤0.01% |
54,175
+19,588
| +57% | +$735K |
|
3425
Cracker Barrel
CBRL
$1.25B
| $2.04M | ﹤0.01% |
30,358
-5,808
| -16% | -$488K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.