UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$956M |
| 2 |
SPDR Gold Trust
GLD
|
+$760M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 4 |
ExxonMobil
XOM
|
+$530M |
| 5 |
iShares China Large-Cap ETF
FXI
|
+$448M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3226
VanEck Steel ETF
SLX
$176M
| $1.39M | ﹤0.01% |
34,488
-24,489
| -42% | -$1.02M |
|
|
OCLR
3227
DELISTED
Oclaro Inc.
OCLR
| $1.39M | ﹤0.01% |
141,757
-11,439
| -7% | -$107K |
|
|
AFB
3228
AllianceBernstein National Municipal Income Fund
AFB
$315M
| $1.39M | ﹤0.01% |
103,789
-25,230
| -20% | -$337K |
|
|
KYO
3229
DELISTED
Kyocera Adr
KYO
| $1.38M | ﹤0.01% |
24,653
+19,073
| +342% | +$1.03M |
|
3230
Ecopetrol
EC
$33.7B
| $1.38M | ﹤0.01% |
148,265
-4,943
| -3% | -$45.7K |
|
|
KATE
3231
PUT
DELISTED
Kate Spade & Company
KATE
| $1.38M | ﹤0.01% |
+59,300
| New | +$1.24M |
|
3232
CALL
ICICI Bank
IBN
$109B
| $1.38M | ﹤0.01% |
176,110
+98,120
| +126% | +$733K |
|
3233
Atlassian
TEAM
$28.8B
| $1.38M | ﹤0.01% |
45,961
+19,779
| +76% | +$559K |
|
3234
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$597M
| $1.38M | ﹤0.01% |
41,068
+2,782
| +7% | +$91.2K |
|
|
BFX
3235
DELISTED
BowFlex Inc.
BFX
| $1.37M | ﹤0.01% |
75,294
+6,881
| +10% | +$116K |
|
3236
Invesco Russell 1000 Equal Weight ETF
EQAL
$831M
| $1.37M | ﹤0.01% |
48,637
+19,507
| +67% | +$544K |
|
|
PFN
3237
PIMCO Income Strategy Fund II
PFN
$693M
| $1.37M | ﹤0.01% |
136,627
-2,688
| -2% | -$26.4K |
|
|
GBT
3238
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $1.37M | ﹤0.01% |
+37,223
| New | +$937K |
|
3239
CALL
MGM Resorts International
MGM
$11.4B
| $1.37M | ﹤0.01% |
50,000
-27,804,200
| -100% | -$771M |
|
|
3240
PUT
MGM Resorts International
MGM
$11.4B
| $1.37M | ﹤0.01% |
50,000
-8,725,000
| -99% | -$242M |
|
|
MGU
3241
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
| $1.37M | ﹤0.01% |
59,949
+5,514
| +10% | +$119K |
|
3242
PUT
Assured Guaranty
AGO
$3.66B
| $1.37M | ﹤0.01% |
36,900
| – | – |
|
3243
Qualys
QLYS
$6.45B
| $1.37M | ﹤0.01% |
36,053
-41,926
| -54% | -$1.47M |
|
3244
CALL
State Street SPDR S&P Regional Banking ETF
KRE
$4.71B
| $1.36M | ﹤0.01% |
25,000
| – | – |
|
3245
ITT
ITT
$18.2B
| $1.36M | ﹤0.01% |
33,252
-5,892
| -15% | -$242K |
|
|
ECHO
3246
EchoStar
ECHO
$25.5B
| $1.36M | ﹤0.01% |
29,554
+24,938
| +540% | +$1.09M |
|
3247
Eldorado Gold
EGO
$9.39B
| $1.36M | ﹤0.01% |
79,761
+10,777
| +16% | +$181K |
|
|
PTR
3248
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
| $1.36M | ﹤0.01% |
18,567
+5,383
| +41% | +$415K |
|
|
PAY
3249
DELISTED
Verifone Systems Inc
PAY
| $1.36M | ﹤0.01% |
72,551
-23,314
| -24% | -$445K |
|
3250
Casella Waste Systems
CWST
$5.73B
| $1.36M | ﹤0.01% |
96,298
+40,220
| +72% | +$499K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $9.1B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $956M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.