UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3176
Stellus Capital Investment Corp
SCM
$229M
| $2M | ﹤0.01% |
152,183
-60,278
| -28% | -$808K |
|
3177
CALL
Sempra
SRE
$57.5B
| $2M | ﹤0.01% |
37,400
-11,800
| -24% | -$684K |
|
3178
PUT
Marathon Petroleum
MPC
$89.5B
| $1.99M | ﹤0.01% |
30,200
-24,800
| -45% | -$1.52M |
|
3179
PUT
Kinder Morgan
KMI
$70B
| $1.99M | ﹤0.01% |
110,100
-100,000
| -48% | -$1.79M |
|
|
SGY
3180
DELISTED
Stone Energy
SGY
| $1.99M | ﹤0.01% |
61,849
+16,177
| +35% | +$470K |
|
|
HEES
3181
DELISTED
H&E Equipment Services
HEES
| $1.99M | ﹤0.01% |
48,913
-17,228
| -26% | -$590K |
|
3182
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$588M
| $1.99M | ﹤0.01% |
50,653
+852
| +2% | +$32.6K |
|
3183
Nektar Therapeutics
NKTR
$2.34B
| $1.98M | ﹤0.01% |
2,211
-198
| -8% | -$117K |
|
3184
Synaptics
SYNA
$4.14B
| $1.98M | ﹤0.01% |
49,588
-10,874
| -18% | -$416K |
|
3185
PUT
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.47B
| $1.98M | ﹤0.01% |
48,600
-750,000
| -94% | -$30.9M |
|
3186
AMC Entertainment Holdings
AMC
$2.57B
| $1.98M | ﹤0.01% |
13,091
+11,748
| +875% | +$1.65M |
|
3187
CDW
CDW
$19B
| $1.98M | ﹤0.01% |
28,449
+4,351
| +18% | +$299K |
|
|
GG
3188
PUT
DELISTED
Goldcorp Inc
GG
| $1.98M | ﹤0.01% |
154,700
-198,500
| -56% | -$2.57M |
|
|
BKN
3189
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
| $1.97M | ﹤0.01% |
132,285
+27,895
| +27% | +$412K |
|
|
BGH
3190
Barings Global Short Duration High Yield Fund
BGH
$284M
| $1.97M | ﹤0.01% |
101,722
+9,310
| +10% | +$186K |
|
|
MCI
3191
Barings Corporate Investors
MCI
$337M
| $1.97M | ﹤0.01% |
129,220
+19,360
| +18% | +$304K |
|
3192
Malibu Boats
MBUU
$551M
| $1.97M | ﹤0.01% |
66,208
+65,060
| +5,667% | +$1.98M |
|
|
RUTH
3193
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $1.97M | ﹤0.01% |
90,942
+81,332
| +846% | +$1.71M |
|
3194
ProShares Trust Short MSCI Emerging Markets
EUM
$11.1M
| $1.97M | ﹤0.01% |
54,802
+49,566
| +947% | +$1.84M |
|
|
MSCC
3195
DELISTED
Microsemi Corp
MSCC
| $1.97M | ﹤0.01% |
38,080
+28,146
| +283% | +$1.48M |
|
3196
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$891M
| $1.97M | ﹤0.01% |
72,706
+69,454
| +2,136% | +$1.86M |
|
3197
Mine Safety
MSA
$7.54B
| $1.97M | ﹤0.01% |
25,358
+1,389
| +6% | +$111K |
|
3198
Primerica
PRI
$9.91B
| $1.96M | ﹤0.01% |
19,316
-31,582
| -62% | -$3.01M |
|
3199
CALL
Fidelity National Information Services
FIS
$23.4B
| $1.96M | ﹤0.01% |
+20,800
| New | +$1.96M |
|
3200
CALL
Blackstone
BX
$107B
| $1.96M | ﹤0.01% |
+61,100
| New | +$1.99M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.