UBS Group’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

UBS Group’s Portfolio RCAP Stock Details RCAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-103,320	Closed	-$32K	–	8801
2015 Q4	$32K	Buy	103,320 +30,699	+42%	+$19.3K	﹤0.01%	6287
2015 Q3	$59K	Buy	72,621 +55,200	+317%	+$184K	﹤0.01%	5692
2015 Q2	$133K	Buy	17,421 +16,121	+1,240%	+$131K	﹤0.01%	5192
2015 Q1	$14K	Sell	1,300 -5,157	-80%	-$55.1K	﹤0.01%	7397
2014 Q4	$79K	Buy	+6,457	New	+$92K	﹤0.01%	5952

Other funds holding RCAP

BOK Financial Tulsa, Oklahoma $6.54B AUM 25.41% 1-Year Est. Return

DLG

Daniel L. Goodwin $207M AUM 22.03% 1-Year Est. Return

UBS Group's RCAP Position: Q1 2016 in Review

UBS Group sold out of RCS CAPITAL CORPORATION CLASS A COM (RCAP) in Q1 2016, closing a stake of 103,320 shares — an estimated $32K sold.

UBS Group first reported a position in RCAP in Q4 2014 and held it in 5 quarters. The position peaked at $133K in Q2 2015. 7 funds tracked by Wall St. Rank hold RCAP as of Q1 2016.

UBS Group reported no remaining RCS CAPITAL CORPORATION CLASS A COM position as of Q1 2016 after selling out during the quarter.
UBS Group sold 103,320 RCS CAPITAL CORPORATION CLASS A COM shares in Q1 2016, an estimated $32K.
UBS Group first reported a position in RCS CAPITAL CORPORATION CLASS A COM in Q4 2014 and held it in 5 quarters.
UBS Group's RCS CAPITAL CORPORATION CLASS A COM position peaked at $133K in Q2 2015.
7 funds tracked by Wall St. Rank held RCS CAPITAL CORPORATION CLASS A COM as of Q1 2016.

Based on UBS Group's 13F filing for Q1 2016, filed 12 May 2016.