UBS Group’s Principal Exchange-Traded Funds Principal U.S. Large-Cap Multi-Factor ETF PLC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-729	Closed	-$20K	–	7928
2020 Q3	$20K	Buy	+729	New	+$20K	﹤0.01%	5459
2019 Q4	–	Sell	-400	Closed	-$10K	–	7346
2019 Q3	$10K	Buy	+400	New	+$10K	﹤0.01%	6221