UBS Group’s Proofpoint, Inc. PFPT Stock Holding History

UBS Group’s Portfolio PFPT Stock Details PFPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-70,000	Closed	-$8.8M	–	10255
2021 Q1	$8.8M	Hold	70,000	–	–	﹤0.01%	2070
2020 Q4	$9.55M	Buy	+70,000	New	+$7.67M	﹤0.01%	1883
2019 Q3	–	Sell	-1,000	Closed	-$120K	–	8417
2019 Q2	$120K	Hold	1,000	–	–	﹤0.01%	5259
2019 Q1	$121K	Buy	+1,000	New	+$110K	﹤0.01%	4936

Other funds holding PFPT

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

NICM

Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return

UBS Group's PFPT Position: Q3 2021 in Review

UBS Group sold out of Proofpoint, Inc. (PFPT) in Q3 2021, closing a stake of 13,369 shares — an estimated $2.32M sold.

UBS Group first reported a position in PFPT in Q4 2014 and held it in 27 quarters. The position peaked at $8.17M in Q3 2018. 2 funds tracked by Wall St. Rank hold PFPT as of Q3 2021.

UBS Group reported no remaining Proofpoint, Inc. position as of Q3 2021 after selling out during the quarter.
UBS Group sold 13,369 Proofpoint, Inc. shares in Q3 2021, an estimated $2.32M.
UBS Group first reported a position in Proofpoint, Inc. in Q4 2014 and held it in 27 quarters.
UBS Group's Proofpoint, Inc. position peaked at $8.17M in Q3 2018.
2 funds tracked by Wall St. Rank held Proofpoint, Inc. as of Q3 2021.

Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.