UBS Group’s CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third PCPL.U Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-50,582	Closed	-$536K	–	7653
2020 Q2	$536K	Buy	+50,582	New	+$536K	﹤0.01%	3324