UBS Group’s OpGen, Inc. Warrant OPGNW Stock Holding History

UBS Group’s Portfolio OPGNW Stock Details OPGNW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-14	Closed	-$1K	–	8173
2016 Q4	$1K	Buy	14 +2	+17%	+$147	﹤0.01%	7677
2016 Q3	$1K	Buy	12 +6	+100%	+$806	﹤0.01%	7568
2016 Q2	$0	Hold	6	–	–	﹤0.01%	8107
2016 Q1	$1K	Hold	6	–	–	﹤0.01%	7496
2015 Q4	$1K	Sell	6 -2	-25%	-$369	﹤0.01%	8211
2015 Q3	$2K	Buy	8 +1	+14%	+$275	﹤0.01%	8126
2015 Q2	$2K	Buy	+7	New	+$2.7K	﹤0.01%	8242

Other funds holding OPGNW

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

UBS Group's OPGNW Position: Q1 2017 in Review

UBS Group sold out of OpGen, Inc. Warrant (OPGNW) in Q1 2017, closing a stake of 14 shares — an estimated $1K sold.

UBS Group first reported a position in OPGNW in Q2 2015 and held it in 7 quarters. The position peaked at $2K in Q3 2015. 3 funds tracked by Wall St. Rank hold OPGNW as of Q1 2017.

UBS Group reported no remaining OpGen, Inc. Warrant position as of Q1 2017 after selling out during the quarter.
UBS Group sold 14 OpGen, Inc. Warrant shares in Q1 2017, an estimated $1K.
UBS Group first reported a position in OpGen, Inc. Warrant in Q2 2015 and held it in 7 quarters.
UBS Group's OpGen, Inc. Warrant position peaked at $2K in Q3 2015.
3 funds tracked by Wall St. Rank held OpGen, Inc. Warrant as of Q1 2017.

Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.