UBS Group’s Northwest Biotherapeutics, Inc. NWBOW Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,508	Closed	-$1K	–	7239
2016 Q3	$1K	Buy	+1,508	New	+$1K	﹤0.01%	6646
2016 Q1	–	Sell	-162	Closed	–	–	7263
2015 Q4	$0	Sell	162 -801	-83%	–	﹤0.01%	7321
2015 Q3	$3K	Buy	+963	New	+$3K	﹤0.01%	6537