UBS Group’s NewStar Financial, Inc. NEWS Stock Holding History

UBS Group’s Portfolio NEWS Stock Details NEWS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-3,828	Closed	-$45K	–	8507
2017 Q3	$45K	Buy	3,828 +1,407	+58%	+$15.4K	﹤0.01%	5873
2017 Q2	$26K	Buy	2,421 +651	+37%	+$6.6K	﹤0.01%	6127
2017 Q1	$19K	Sell	1,770 -4,624	-72%	-$44.9K	﹤0.01%	6194
2016 Q4	$59K	Buy	6,394 +2,372	+59%	+$22.3K	﹤0.01%	5699
2016 Q3	$39K	Buy	4,022 +3,022	+302%	+$30K	﹤0.01%	5723
2016 Q2	$8K	Sell	1,000 -1,420	-59%	-$12.6K	﹤0.01%	6951
2016 Q1	$21K	Sell	2,420 -732	-23%	-$5.5K	﹤0.01%	6191
2015 Q4	$29K	Buy	3,152 +732	+30%	+$6.78K	﹤0.01%	6386
2015 Q3	$20K	Hold	2,420	–	–	﹤0.01%	6725
2015 Q2	$27K	Hold	2,420	–	–	﹤0.01%	6614
2015 Q1	$28K	Sell	2,420 -1,042	-30%	-$11.2K	﹤0.01%	6646
2014 Q4	$45K	Buy	+3,462	New	+$42K	﹤0.01%	6641

Other funds holding NEWS

JIC

Johnson Investment Counsel Cincinnati, Ohio $12.4B AUM 17.21% 1-Year Est. Return

SCA

Sippican Capital Advisors Boston, Massachusetts $164M AUM 35.17% 1-Year Est. Return

UBS Group's NEWS Position: Q4 2017 in Review

UBS Group sold out of NewStar Financial, Inc. (NEWS) in Q4 2017, closing a stake of 3,828 shares — an estimated $45K sold.

UBS Group first reported a position in NEWS in Q4 2014 and held it in 12 quarters. The position peaked at $59K in Q4 2016. 2 funds tracked by Wall St. Rank hold NEWS as of Q4 2017.

UBS Group reported no remaining NewStar Financial, Inc. position as of Q4 2017 after selling out during the quarter.
UBS Group sold 3,828 NewStar Financial, Inc. shares in Q4 2017, an estimated $45K.
UBS Group first reported a position in NewStar Financial, Inc. in Q4 2014 and held it in 12 quarters.
UBS Group's NewStar Financial, Inc. position peaked at $59K in Q4 2016.
2 funds tracked by Wall St. Rank held NewStar Financial, Inc. as of Q4 2017.

Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.