UBS Group’s Capnia, Inc. Series A Warrant CAPNW Stock Holding History

UBS Group’s Portfolio CAPNW Stock Details CAPNW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-3,617	Closed	–	–	8363
2017 Q1	$0	Buy	3,617 +95	+3%	+$9	﹤0.01%	8328
2016 Q4	$0	Buy	+3,522	New	+$401	﹤0.01%	8327
2016 Q2	–	Sell	-877	Closed	–	–	8221
2016 Q1	$0	Buy	+877	New	+$263	﹤0.01%	8598
2015 Q4	–	Sell	-60	Closed	–	–	8771
2015 Q3	$0	Buy	+60	New	+$45	﹤0.01%	8882
2015 Q1	–	Sell	-11,795	Closed	-$4K	–	9818
2014 Q4	$4K	Buy	+11,795	New	+$6.54K	﹤0.01%	9166

Other funds holding CAPNW

Vivo Capital Palo Alto, California $1.2B AUM 911.44% 1-Year Est. Return

UBS Group's CAPNW Position: Q2 2017 in Review

UBS Group sold out of Capnia, Inc. Series A Warrant (CAPNW) in Q2 2017, closing a stake of 3,617 shares.

UBS Group first reported a position in CAPNW in Q4 2014 and held it in 5 quarters. The position peaked at $4K in Q4 2014. 1 fund tracked by Wall St. Rank holds CAPNW as of Q2 2017.

UBS Group reported no remaining Capnia, Inc. Series A Warrant position as of Q2 2017 after selling out during the quarter.
UBS Group sold 3,617 Capnia, Inc. Series A Warrant shares in Q2 2017.
UBS Group first reported a position in Capnia, Inc. Series A Warrant in Q4 2014 and held it in 5 quarters.
UBS Group's Capnia, Inc. Series A Warrant position peaked at $4K in Q4 2014.
1 fund tracked by Wall St. Rank held Capnia, Inc. Series A Warrant as of Q2 2017.

Based on UBS Group's 13F filing for Q2 2017, filed 14 Aug 2017.