UBS Group’s Bats Global Markets, Inc. BATS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-156,046	Closed	-$5.23M	–	7100
2016 Q4	$5.23M	Buy	156,046 +11,740	+8%	+$393K	﹤0.01%	1562
2016 Q3	$4.35M	Buy	144,306 +137,571	+2,043%	+$4.15M	﹤0.01%	1647
2016 Q2	$173K	Buy	+6,735	New	+$173K	﹤0.01%	3830