UBS Group’s Advaxis Inc Warrants ADXSW Stock Holding History

UBS Group’s Portfolio ADXSW Stock Details ADXSW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-380	Closed	–	–	8528
2018 Q2	$0	Sell	380 -300	-44%	-$83	﹤0.01%	8495
2018 Q1	$0	Buy	+680	New	+$426	﹤0.01%	8436
2017 Q1	–	Sell	-148	Closed	-$1K	–	8244
2016 Q4	$1K	Sell	148 -152	-51%	-$817	﹤0.01%	7687
2016 Q3	$2K	Sell	300 -447	-60%	-$3.17K	﹤0.01%	7459
2016 Q2	$3K	Buy	+747	New	+$4.25K	﹤0.01%	7372
2016 Q1	–	Sell	-714	Closed	-$5K	–	8528
2015 Q4	$5K	Buy	714 +403	+130%	+$3.21K	﹤0.01%	7723
2015 Q3	$2K	Buy	+311	New	+$3.63K	﹤0.01%	8135
2015 Q2	–	Sell	-55	Closed	-$1K	–	9070
2015 Q1	$1K	Sell	55 -380	-87%	-$2.5K	﹤0.01%	8624
2014 Q4	$2K	Buy	+435	New	+$667	﹤0.01%	9464

Other funds holding ADXSW

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group's ADXSW Position: Q3 2018 in Review

UBS Group sold out of Advaxis Inc Warrants (ADXSW) in Q3 2018, closing a stake of 380 shares.

UBS Group first reported a position in ADXSW in Q4 2014 and held it in 9 quarters. The position peaked at $5K in Q4 2015. 4 funds tracked by Wall St. Rank hold ADXSW as of Q3 2018.

UBS Group reported no remaining Advaxis Inc Warrants position as of Q3 2018 after selling out during the quarter.
UBS Group sold 380 Advaxis Inc Warrants shares in Q3 2018.
UBS Group first reported a position in Advaxis Inc Warrants in Q4 2014 and held it in 9 quarters.
UBS Group's Advaxis Inc Warrants position peaked at $5K in Q4 2015.
4 funds tracked by Wall St. Rank held Advaxis Inc Warrants as of Q3 2018.

Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.