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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
+7.39%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.87%
AUM
$98.1B
AUM Growth
+$8.91B
Cap. Flow
+$1.82B
Cap. Flow %
1.85%
Top 10 Hldgs %
14.96%
Holding
2,656
New
150
Increased
1,473
Reduced
485
Closed
208

Top Buys

Rank Stock Value
1
ADBE icon
Adobe
ADBE
+$190M
2
BABA icon
Alibaba
BABA
+$147M
3
DIS icon
Walt Disney
DIS
+$138M
4
ADI icon
Analog Devices
ADI
+$130M
5
MRK icon
Merck
MRK
+$127M

Top Sells

Rank Stock Value
1
INFY icon
Infosys
INFY
+$180M
2
PEP icon
PepsiCo
PEP
+$150M
3
LNC icon
Lincoln National
LNC
+$139M
4
ACN icon
Accenture
ACN
+$117M
5
MCD icon
McDonald's
MCD
+$96.4M

Sector Composition

Rank Sector Weight
1 Technology 15.64%
2 Financials 14.72%
3 Healthcare 13.96%
4 Consumer Discretionary 10.11%
5 Communication Services 9.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPL
2451
DELISTED
Buckeye Partners, L.P.
BPL
– –
-35
Closed -$2K
AIY
2452
DELISTED
Apollo Investment Corporation
AIY
– –
-2,000
Closed -$51K
SEP
2453
DELISTED
Spectra Engy Parters Lp
SEP
– –
-61
Closed -$3K
CPLA
2454
DELISTED
Capella Education Company
CPLA
– –
-2,300
Closed -$202K
CXRX
2455
DELISTED
Concordia International Corp. Common Stock
CXRX
– –
-39,633
Closed -$85K
MENT
2456
DELISTED
Mentor Graphics Corp
MENT
– –
-45,747
Closed -$1.69M
ENH
2457
DELISTED
Endurance Specialty Holdings Ltd
ENH
– –
-33,761
Closed -$3.12M
PLKI
2458
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
– –
-169,295
Closed -$10.2M
SCAI
2459
DELISTED
Surgical Care Affiliates, Inc.
SCAI
– –
-5,539
Closed -$256K
CYNO
2460
DELISTED
Cynosure, Inc. Class A
CYNO
– –
-4,409
Closed -$201K
GK
2461
DELISTED
G&K Services Inc
GK
– –
-7,038
Closed -$679K
LLTC
2462
DELISTED
Linear Technology Corp
LLTC
– –
-659,221
Closed -$41.1M
HAR
2463
DELISTED
Harman International Industries
HAR
– –
-150,107
Closed -$16.7M
YDKN
2464
DELISTED
Yadkin Financial Corporation
YDKN
– –
-22,234
Closed -$762K
EQY
2465
DELISTED
Equity One
EQY
– –
-150,471
Closed -$4.62M
CLC
2466
DELISTED
Clarcor
CLC
– –
-39,186
Closed -$3.23M
SE
2467
DELISTED
Spectra Energy Corp Wi
SE
– –
-1,802,746
Closed -$74.1M
ELNK
2468
DELISTED
EarthLink Holdings Corp.
ELNK
– –
-28,703
Closed -$162K
ISIL
2469
DELISTED
Intersil Corp
ISIL
– –
-53,818
Closed -$1.2M
ARIA
2470
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-78,804
Closed -$981K
LOCK
2471
DELISTED
LifeLock, Inc.
LOCK
– –
-29,148
Closed -$697K
TMH
2472
DELISTED
Team Health Holdings Inc
TMH
– –
-32,848
Closed -$1.43M
APOL
2473
DELISTED
Apollo Education Group Inc Class A
APOL
– –
-67,728
Closed -$671K
MEG
2474
DELISTED
Media General, Inc
MEG
– –
-52,186
Closed -$983K
NRF
2475
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-160,237
Closed -$2.43M
96 97 98
99
100

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UBS AM's Q1 2017 Portfolio in Review

As of Q1 2017, UBS AM held 2,656 positions worth $98.1B, up 10% from $89.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS AM's Q1 2017 filing shows 150 new, 1,473 increased, 485 reduced and 208 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M. The largest sale was Infosys, an estimated $180M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • UBS AM's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M.
  • UBS AM added most to Adobe in Q1 2017, an estimated $190M increase.
  • UBS AM's biggest Q1 2017 reduction was Infosys, cutting an estimated $180M.
  • UBS AM fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $74.1M.
  • UBS AM's ten largest holdings make up 15% of its $98.1B portfolio in Q1 2017.
  • UBS AM opened 150 new positions and closed 208 in Q1 2017.
  • UBS AM's portfolio value rose 10% quarter-over-quarter to $98.1B.

Based on UBS AM's 13F filing for Q1 2017, filed 4 May 2017.