UBS AM

UBS AM’s Spectra Energy Corp Wi SE Stock Holding History

UBS AM’s Portfolio SE Stock Details SE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-1,802,746	Closed	-$74.1M	–	2523
2016 Q4	$74.1M	Sell	1,802,746 -26,682	-1%	-$1.11M	0.08%	261
2016 Q3	$78.2M	Buy	1,829,428 +163,878	+10%	+$6.24M	0.08%	260
2016 Q2	$61M	Buy	1,665,550 +14,237	+0.9%	+$454K	0.07%	306
2016 Q1	$50.5M	Sell	1,651,313 -9,202	-0.6%	-$260K	0.06%	349
2015 Q4	$39.8M	Sell	1,660,515 -501,305	-23%	-$13.3M	0.05%	435
2015 Q3	$56.8M	Sell	2,161,820 -212,854	-9%	-$6.2M	0.06%	329
2015 Q2	$77.4M	Sell	2,374,674 -252,581	-10%	-$8.99M	0.07%	293
2015 Q1	$95M	Sell	2,627,255 -118,490	-4%	-$4.15M	0.09%	254
2014 Q4	$99.7M	Buy	2,745,745 +257	+0%	+$9.67K	0.09%	244
2014 Q3	$108M	Buy	2,745,488 +47,486	+2%	+$1.96M	0.11%	209
2014 Q2	$115M	Buy	2,698,002 +39,463	+1%	+$1.58M	0.12%	200
2014 Q1	$98.2M	Buy	2,658,539 +207,393	+8%	+$7.53M	0.1%	225
2013 Q4	$87.3M	Buy	2,451,146 +144,718	+6%	+$4.98M	0.1%	229
2013 Q3	$79M	Buy	2,306,428 +11,185	+0.5%	+$386K	0.1%	233
2013 Q2	$79.1M	Buy	+2,295,243	New	+$72.3M	0.1%	232

Other funds holding SE

Davenport & Co Richmond, Virginia $19.6B AUM 18.11% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Jacobs & Co San Francisco, California $1.17B AUM 37.3% 1-Year Est. Return

Beacon Financial Group Dallas, Texas $1B AUM 15.98% 1-Year Est. Return

Lebenthal Asset Management New York $807M AUM 16.82% 1-Year Est. Return

Farmers National Bank Danville, Kentucky $453M AUM 19.46% 1-Year Est. Return

Kimelman & Baird New York $1.22B AUM 11.47% 1-Year Est. Return

Thrivent Financial for Lutherans

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Krilogy Financial St. Louis, Missouri $3.1B AUM 20.67% 1-Year Est. Return

JFS Wealth Advisors Hermitage, Pennsylvania $2.01B AUM 21.74% 1-Year Est. Return