UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2076
Heritage Insurance Holdings
HRTG
$889M
| $172K | ﹤0.01% |
11,000
-6,600
| -38% | -$91.9K |
|
2077
The Bancorp
TBBK
$2.79B
| $172K | ﹤0.01% |
21,883
-15,000
| -41% | -$107K |
|
|
MACK
2078
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
| $172K | ﹤0.01% |
5,351
-4,194
| -44% | -$179K |
|
|
CCRN
2079
DELISTED
Cross Country Healthcare
CCRN
| $170K | ﹤0.01% |
10,900
-14,600
| -57% | -$200K |
|
2080
Globalstar
GSAT
$10.7B
| $170K | ﹤0.01% |
7,193
-10,613
| -60% | -$166K |
|
2081
OFG Bancorp
OFG
$2.23B
| $169K | ﹤0.01% |
12,900
-16,500
| -56% | -$198K |
|
2082
Sony
SONY
$137B
| $168K | ﹤0.01% |
29,995
-1,515
| -5% | -$9.21K |
|
2083
Metallus
MTUS
$838M
| $168K | ﹤0.01% |
10,848
-5,800
| -35% | -$77.7K |
|
|
VWTR
2084
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
| $168K | ﹤0.01% |
11,099
-4,000
| -26% | -$54.1K |
|
|
GAU
2085
Galiano Gold
GAU
$455M
| $167K | ﹤0.01% |
54,500
-45,300
| -45% | -$156K |
|
2086
Lesaka Technologies
LSAK
$396M
| $166K | ﹤0.01% |
14,498
-11,992
| -45% | -$132K |
|
|
SFS
2087
DELISTED
Smart & Final Stores, Inc.
SFS
| $166K | ﹤0.01% |
11,800
-2,100
| -15% | -$27.6K |
|
2088
Virtu Financial
VIRT
$5.11B
| $165K | ﹤0.01% |
10,366
-12,900
| -55% | -$184K |
|
|
MAG
2089
DELISTED
MAG Silver
MAG
| $164K | ﹤0.01% |
14,859
-20,100
| -57% | -$259K |
|
|
TRTN
2090
DELISTED
Triton International Limited
TRTN
| $164K | ﹤0.01% |
10,399
-3,700
| -26% | -$59.3K |
|
|
TRUE
2091
DELISTED
TrueCar
TRUE
| $163K | ﹤0.01% |
13,000
-6,300
| -33% | -$71K |
|
2092
Builders FirstSource
BLDR
$7.15B
| $162K | ﹤0.01% |
14,798
-39,660
| -73% | -$430K |
|
|
ELNK
2093
DELISTED
EarthLink Holdings Corp.
ELNK
| $162K | ﹤0.01% |
28,703
-35,300
| -55% | -$201K |
|
|
MTGE
2094
DELISTED
MTGE Investment Corp. Common Stock
MTGE
| $162K | ﹤0.01% |
10,298
-23,300
| -69% | -$387K |
|
|
NPKI
2095
NPK International
NPKI
$1.06B
| $157K | ﹤0.01% |
20,876
-26,500
| -56% | -$192K |
|
2096
National CineMedia
NCMI
$376M
| $155K | ﹤0.01% |
1,050
-1,360
| -56% | -$200K |
|
|
SAND
2097
DELISTED
Sandstorm Gold
SAND
| $154K | ﹤0.01% |
39,100
-43,282
| -53% | -$181K |
|
2098
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
| $154K | ﹤0.01% |
+5,476
| New | +$156K |
|
|
MITL
2099
DELISTED
Mitel Networks Corporation
MITL
| $154K | ﹤0.01% |
22,700
-30,600
| -57% | -$212K |
|
|
BETR
2100
DELISTED
Amplify Snack Brands, Inc.
BETR
| $154K | ﹤0.01% |
17,500
-9,194
| -34% | -$111K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.