UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1476
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
| $1.01M | ﹤0.01% |
+40,593
| New | +$1.02M |
|
|
BCPC
1477
Balchem Corp
BCPC
$5.38B
| $1M | ﹤0.01% |
11,976
-7,744
| -39% | -$611K |
|
|
MDRX
1478
DELISTED
Veradigm Inc. Common Stock
MDRX
| $1M | ﹤0.01% |
98,140
-49,100
| -33% | -$560K |
|
|
DCH
1479
Dauch Corp
DCH
$1.34B
| $997K | ﹤0.01% |
51,686
-15,700
| -23% | -$266K |
|
|
ZNGA
1480
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $996K | ﹤0.01% |
387,439
-189,087
| -33% | -$534K |
|
1481
FirstCash
FCFS
$8.85B
| $991K | ﹤0.01% |
21,092
-13,420
| -39% | -$631K |
|
|
AHT
1482
Ashford Hospitality Trust
AHT
$20.9M
| $990K | ﹤0.01% |
129
+6
| +5% | +$39.2K |
|
1483
Gold Fields
GFI
$29B
| $990K | ﹤0.01% |
328,929
+85,471
| +35% | +$306K |
|
|
MNDT
1484
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $987K | ﹤0.01% |
82,932
-31,700
| -28% | -$411K |
|
1485
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
| $986K | ﹤0.01% |
+14,274
| New | +$968K |
|
1486
PennantPark Floating Rate Capital
PFLT
$689M
| $984K | ﹤0.01% |
69,714
-714
| -1% | -$9.64K |
|
|
MEG
1487
DELISTED
Media General, Inc
MEG
| $983K | ﹤0.01% |
52,186
-23,401
| -31% | -$424K |
|
1488
Hecla Mining
HL
$9.47B
| $981K | ﹤0.01% |
187,032
-116,137
| -38% | -$681K |
|
|
ARIA
1489
DELISTED
Ariad Pharmaceuticals Inc
ARIA
| $981K | ﹤0.01% |
78,804
-50,160
| -39% | -$604K |
|
|
STAY
1490
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
| $977K | ﹤0.01% |
60,447
-4,950
| -8% | -$74.2K |
|
1491
Hilltop Holdings
HTH
$2.26B
| $975K | ﹤0.01% |
32,701
-20,692
| -39% | -$550K |
|
1492
Mueller Water Products
MWA
$3.95B
| $974K | ﹤0.01% |
73,210
-38,446
| -34% | -$493K |
|
1493
Selective Insurance
SIGI
$5.65B
| $974K | ﹤0.01% |
22,626
-16,868
| -43% | -$680K |
|
|
MZTI
1494
The Marzetti Company
MZTI
$2.93B
| $971K | ﹤0.01% |
6,866
-37,083
| -84% | -$5.01M |
|
1495
Viavi Solutions
VIAV
$9.12B
| $970K | ﹤0.01% |
118,603
-58,415
| -33% | -$454K |
|
|
EFOR
1496
Everforth Inc
EFOR
$1.17B
| $957K | ﹤0.01% |
21,671
-12,616
| -37% | -$502K |
|
1497
GoDaddy
GDDY
$11B
| $957K | ﹤0.01% |
27,367
-7,004
| -20% | -$246K |
|
|
BFS
1498
Saul Centers
BFS
$836M
| $956K | ﹤0.01% |
14,350
-769
| -5% | -$49K |
|
1499
WesBanco
WSBC
$3.97B
| $955K | ﹤0.01% |
22,173
-200
| -0.9% | -$7.47K |
|
|
SJI
1500
DELISTED
South Jersey Industries, Inc.
SJI
| $955K | ﹤0.01% |
28,346
-21,463
| -43% | -$670K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.