UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1326
Louisiana-Pacific
LPX
$5.06B
| $1.51M | ﹤0.01% |
80,034
-43,429
| -35% | -$828K |
|
|
MNR
1327
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $1.51M | ﹤0.01% |
99,311
+2,234
| +2% | +$30.9K |
|
|
FNSR
1328
DELISTED
Finisar Corp
FNSR
| $1.51M | ﹤0.01% |
49,978
-24,552
| -33% | -$754K |
|
1329
Avista
AVA
$3.34B
| $1.51M | ﹤0.01% |
37,772
-17,252
| -31% | -$698K |
|
1330
Monolithic Power Systems
MPWR
$70.1B
| $1.51M | ﹤0.01% |
18,444
-9,016
| -33% | -$724K |
|
1331
Viasat
VSAT
$10.6B
| $1.51M | ﹤0.01% |
22,818
-11,152
| -33% | -$799K |
|
|
TARO
1332
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
| $1.51M | ﹤0.01% |
14,335
-5,384
| -27% | -$564K |
|
|
PFNX
1333
DELISTED
Pfenex Inc.
PFNX
| $1.5M | ﹤0.01% |
165,943
+6,309
| +4% | +$57.6K |
|
1334
ATI
ATI
$25.6B
| $1.5M | ﹤0.01% |
94,367
-27,351
| -22% | -$454K |
|
1335
GATX Corp
GATX
$6.35B
| $1.5M | ﹤0.01% |
24,348
-9,590
| -28% | -$497K |
|
|
LGF.B
1336
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $1.49M | ﹤0.01% |
+60,824
| New | +$1.55M |
|
1337
Cirrus Logic
CRUS
$6.53B
| $1.49M | ﹤0.01% |
26,350
-18,599
| -41% | -$1.03M |
|
|
AEL
1338
DELISTED
American Equity Investment Life Holding Company
AEL
| $1.49M | ﹤0.01% |
65,950
-15,659
| -19% | -$313K |
|
1339
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$770M
| $1.48M | ﹤0.01% |
58,439
-3,621
| -6% | -$92.8K |
|
1340
Wendy's
WEN
$1.4B
| $1.48M | ﹤0.01% |
109,533
-70,989
| -39% | -$857K |
|
|
STL
1341
DELISTED
Sterling Bancorp
STL
| $1.48M | ﹤0.01% |
63,017
-27,512
| -30% | -$570K |
|
1342
Home BancShares
HOMB
$6.23B
| $1.47M | ﹤0.01% |
52,848
-23,189
| -30% | -$563K |
|
|
COR
1343
DELISTED
Coresite Realty Corporation
COR
| $1.47M | ﹤0.01% |
18,479
-4,580
| -20% | -$337K |
|
1344
Silgan Holdings
SLGN
$4.23B
| $1.46M | ﹤0.01% |
57,182
-23,006
| -29% | -$579K |
|
|
RRD
1345
DELISTED
RR Donnelley & Sons Co.
RRD
| $1.46M | ﹤0.01% |
+89,166
| New | +$1.6M |
|
|
AXE
1346
DELISTED
Anixter International Inc
AXE
| $1.46M | ﹤0.01% |
17,954
-7,039
| -28% | -$510K |
|
1347
Spire
SR
$4.72B
| $1.45M | ﹤0.01% |
22,444
-14,924
| -40% | -$939K |
|
|
AMWD
1348
DELISTED
American Woodmark
AMWD
| $1.44M | ﹤0.01% |
19,169
-2,016
| -10% | -$156K |
|
1349
Petrobras Class A
PBR.A
$111B
| $1.44M | ﹤0.01% |
162,823
+442
| +0.3% | +$4.21K |
|
|
PAY
1350
DELISTED
Verifone Systems Inc
PAY
| $1.43M | ﹤0.01% |
80,678
-24,731
| -23% | -$411K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.