UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
TAL Education Group
TAL
$5.79B
| $228M | 0.23% |
39,194,964
+7,809,198
| +25% | +$41.5M |
|
102
Caterpillar
CAT
$387B
| $228M | 0.23% |
2,299,086
+13,138
| +0.6% | +$1.39M |
|
|
EMC
103
DELISTED
EMC CORPORATION
EMC
| $227M | 0.23% |
7,768,622
-42,542
| -0.5% | -$1.23M |
|
104
DuPont de Nemours
DD
$19B
| $225M | 0.22% |
1,695,858
-130,525
| -7% | -$17.4M |
|
105
Cummins
CMI
$88.5B
| $222M | 0.22% |
1,683,927
+10,687
| +0.6% | +$1.54M |
|
|
VMW
106
DELISTED
VMware, Inc
VMW
| $221M | 0.22% |
2,350,778
-19,010
| -0.8% | -$1.85M |
|
|
LNKD
107
DELISTED
LinkedIn Corporation
LNKD
| $220M | 0.22% |
1,058,712
+1,238
| +0.1% | +$247K |
|
108
ServiceNow
NOW
$114B
| $219M | 0.22% |
18,592,965
+1,786,345
| +11% | +$21.1M |
|
109
Ametek
AME
$55.3B
| $218M | 0.22% |
4,345,497
-165,197
| -4% | -$8.58M |
|
110
Check Point Software Technologies
CHKP
$14.1B
| $217M | 0.22% |
3,139,179
-52,802
| -2% | -$3.59M |
|
111
Intuitive Surgical
ISRG
$130B
| $217M | 0.21% |
4,223,394
-493,119
| -10% | -$24.5M |
|
|
AGN
112
DELISTED
Allergan plc
AGN
| $215M | 0.21% |
890,718
+311,579
| +54% | +$69.7M |
|
113
Automatic Data Processing
ADP
$106B
| $214M | 0.21% |
2,938,563
+118,823
| +4% | +$8.58M |
|
114
Texas Instruments
TXN
$253B
| $211M | 0.21% |
4,426,405
+318,027
| +8% | +$15.2M |
|
115
Kimberly-Clark
KMB
$37.5B
| $210M | 0.21% |
2,039,739
+235,750
| +13% | +$24.5M |
|
|
PX
116
DELISTED
Praxair Inc
PX
| $209M | 0.21% |
1,617,180
+170,713
| +12% | +$22.4M |
|
117
Las Vegas Sands
LVS
$32B
| $208M | 0.21% |
3,342,023
+130,433
| +4% | +$8.96M |
|
118
Prudential Financial
PRU
$43B
| $205M | 0.2% |
2,332,637
-876,191
| -27% | -$78.3M |
|
119
Southern Company
SO
$109B
| $205M | 0.2% |
4,695,096
+168,245
| +4% | +$7.39M |
|
120
General Motors
GM
$81.7B
| $202M | 0.2% |
6,336,602
+272,292
| +4% | +$9.49M |
|
121
BorgWarner
BWA
$13B
| $197M | 0.2% |
4,259,288
+1,164,568
| +38% | +$63.8M |
|
|
HES
122
DELISTED
Hess
HES
| $195M | 0.19% |
2,069,132
-227,855
| -10% | -$22.5M |
|
|
ESRX
123
DELISTED
Express Scripts Holding Company
ESRX
| $187M | 0.19% |
2,653,734
-14,278
| -0.5% | -$1.02M |
|
124
Yum! Brands
YUM
$41.4B
| $185M | 0.18% |
3,572,249
-279,235
| -7% | -$14.9M |
|
125
Costco
COST
$429B
| $185M | 0.18% |
1,474,173
+22,203
| +2% | +$2.68M |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.