UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
DuPont de Nemours
DD
$18.6B
| $209M | 0.24% |
1,859,549
-506,684
| -21% | -$51.9M |
|
|
102
eBay
EBAY
$51.2B
| $207M | 0.24% |
8,964,629
-14,973,509
| -63% | -$331M |
|
103
Gen Digital
GEN
$16.5B
| $204M | 0.23% |
8,658,966
-381,078
| -4% | -$8.91M |
|
104
Intuitive Surgical
ISRG
$127B
| $204M | 0.23% |
4,770,702
+550,053
| +13% | +$23.1M |
|
|
TWC
105
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
| $203M | 0.23% |
1,497,205
-880,556
| -37% | -$109M |
|
|
HES
106
DELISTED
Hess
HES
| $203M | 0.23% |
2,443,495
-70,810
| -3% | -$5.75M |
|
107
Capri Holdings
CPRI
$1.82B
| $202M | 0.23% |
2,483,324
-1,424,999
| -36% | -$112M |
|
108
Honeywell
HON
$76.4B
| $201M | 0.23% |
2,453,002
+34,345
| +1% | +$2.68M |
|
109
Medtronic
MDT
$112B
| $200M | 0.23% |
3,488,700
+47,817
| +1% | +$2.71M |
|
|
DD
110
DELISTED
Du Pont De Nemours E I
DD
| $196M | 0.22% |
3,183,137
+62,664
| +2% | +$3.62M |
|
111
Micron Technology
MU
$835B
| $194M | 0.22% |
8,892,481
-2,672,327
| -23% | -$51.9M |
|
112
HP
HPQ
$26B
| $193M | 0.22% |
15,152,726
+1,491,181
| +11% | +$17.1M |
|
113
Scotiabank
BNS
$105B
| $190M | 0.22% |
3,275,923
+108,237
| +3% | +$6.07M |
|
|
114
Yelp
YELP
$1.54B
| $190M | 0.22% |
2,757,070
+2,744,071
| +21,110% | +$182M |
|
115
Caterpillar
CAT
$361B
| $189M | 0.22% |
2,084,391
+148,196
| +8% | +$12.7M |
|
|
ALXN
116
DELISTED
Alexion Pharmaceuticals
ALXN
| $189M | 0.22% |
1,419,725
-127,077
| -8% | -$15.3M |
|
117
Starbucks
SBUX
$119B
| $189M | 0.22% |
4,814,562
+38,032
| +0.8% | +$1.5M |
|
|
COV
118
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
| $187M | 0.21% |
2,749,570
-66,369
| -2% | -$4.32M |
|
|
BRCM
119
DELISTED
BROADCOM CORP CL-A
BRCM
| $185M | 0.21% |
6,247,443
+85,542
| +1% | +$2.33M |
|
120
Duke Energy
DUK
$101B
| $185M | 0.21% |
2,673,976
+101,459
| +4% | +$7.1M |
|
121
Illinois Tool Works
ITW
$84.1B
| $184M | 0.21% |
2,184,434
-473,134
| -18% | -$37.3M |
|
122
Ford
F
$60.9B
| $183M | 0.21% |
11,876,326
+459,524
| +4% | +$7.71M |
|
|
BHI
123
DELISTED
Baker Hughes
BHI
| $179M | 0.2% |
3,230,634
-52,460
| -2% | -$2.87M |
|
124
General Dynamics
GD
$103B
| $177M | 0.2% |
1,857,550
-161,062
| -8% | -$14.4M |
|
125
Mohawk Industries
MHK
$6.91B
| $177M | 0.2% |
1,186,586
-173,671
| -13% | -$23.7M |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.