UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TCF
1176
DELISTED
TCF Financial Corporation
TCF
| $2.26M | ﹤0.01% |
115,454
-48,448
| -30% | -$798K |
|
|
GOV
1177
DELISTED
Government Properties Income Trust
GOV
| $2.26M | ﹤0.01% |
118,522
-7,963
| -6% | -$154K |
|
|
ACH
1178
Accendra Health
ACH
$237M
| $2.24M | ﹤0.01% |
63,436
-23,146
| -27% | -$782K |
|
1179
Bio-Techne
TECH
$11.2B
| $2.24M | ﹤0.01% |
87,084
-36,392
| -29% | -$956K |
|
1180
Hancock Whitney
HWC
$6.2B
| $2.23M | ﹤0.01% |
51,759
-22,320
| -30% | -$849K |
|
1181
ITT
ITT
$17.5B
| $2.23M | ﹤0.01% |
57,818
-41,290
| -42% | -$1.56M |
|
|
ESL
1182
DELISTED
Esterline Technologies
ESL
| $2.23M | ﹤0.01% |
24,980
-12,706
| -34% | -$1.04M |
|
1183
Western Alliance Bancorporation
WAL
$8.79B
| $2.22M | ﹤0.01% |
45,558
-33,759
| -43% | -$1.45M |
|
|
PRA
1184
DELISTED
ProAssurance
PRA
| $2.21M | ﹤0.01% |
39,421
-12,900
| -25% | -$715K |
|
1185
Ecopetrol
EC
$34.5B
| $2.19M | ﹤0.01% |
241,964
-5,000
| -2% | -$43.8K |
|
1186
Rexford Industrial Realty
REXR
$8.42B
| $2.19M | ﹤0.01% |
94,374
+6,600
| +8% | +$145K |
|
1187
H.B. Fuller
FUL
$2.97B
| $2.17M | ﹤0.01% |
44,849
-11,266
| -20% | -$522K |
|
|
PEI
1188
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
| $2.16M | ﹤0.01% |
7,590
-19
| -0.2% | -$5.68K |
|
1189
WEX
WEX
$6.37B
| $2.15M | ﹤0.01% |
19,272
-11,840
| -38% | -$1.28M |
|
|
LM
1190
DELISTED
Legg Mason, Inc.
LM
| $2.14M | ﹤0.01% |
71,690
-21,428
| -23% | -$673K |
|
|
WNR
1191
DELISTED
Western Refining Inc
WNR
| $2.14M | ﹤0.01% |
56,467
-18,423
| -25% | -$606K |
|
|
MSCC
1192
DELISTED
Microsemi Corp
MSCC
| $2.13M | ﹤0.01% |
39,547
-38,344
| -49% | -$1.87M |
|
1193
First Solar
FSLR
$22.7B
| $2.13M | ﹤0.01% |
66,422
-23,174
| -26% | -$813K |
|
1194
Cabot Corp
CBT
$4.54B
| $2.13M | ﹤0.01% |
42,039
-20,370
| -33% | -$1.05M |
|
1195
Howard Hughes
HHH
$3.81B
| $2.13M | ﹤0.01% |
19,543
-9,231
| -32% | -$978K |
|
1196
Sanmina
SANM
$9.95B
| $2.12M | ﹤0.01% |
57,869
-21,647
| -27% | -$685K |
|
1197
Southwest Gas
SWX
$6.47B
| $2.12M | ﹤0.01% |
27,673
-9,506
| -26% | -$686K |
|
|
ATHN
1198
DELISTED
Athenahealth, Inc.
ATHN
| $2.12M | ﹤0.01% |
20,111
-10,406
| -34% | -$1.12M |
|
1199
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
| $2.1M | ﹤0.01% |
+76,045
| New | +$2.09M |
|
|
AL
1200
DELISTED
Air Lease Corp
AL
| $2.1M | ﹤0.01% |
61,259
-29,756
| -33% | -$980K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.