UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
Workday
WDAY
$39.6B
| $9.5M | 0.01% |
+114,254
| New | +$9.02M |
|
|
EVER
802
DELISTED
Everbank Financial Corp
EVER
| $9.48M | 0.01% |
516,929
+154,276
| +43% | +$2.48M |
|
803
ORIX
IX
$44B
| $9.31M | 0.01% |
522,530
-10,610
| -2% | -$182K |
|
804
G-III Apparel Group
GIII
$1.54B
| $9.28M | 0.01% |
251,400
+1,000
| +0.4% | +$30K |
|
|
CAVM
805
DELISTED
Cavium, Inc.
CAVM
| $9.27M | 0.01% |
268,454
-20,162
| -7% | -$755K |
|
|
PLKI
806
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
| $9.25M | 0.01% |
240,303
-18,752
| -7% | -$789K |
|
|
FEIC
807
DELISTED
FEI COMPANY
FEIC
| $9.22M | 0.01% |
103,199
+9,400
| +10% | +$833K |
|
808
Magnachip Semiconductor
MX
$119M
| $9.14M | 0.01% |
468,583
-24,716
| -5% | -$498K |
|
|
TOWR
809
DELISTED
Tower International, Inc.
TOWR
| $9.12M | 0.01% |
426,132
-26,716
| -6% | -$558K |
|
|
AEGR
810
DELISTED
Aegerion Pharmaceuticals
AEGR
| $9.1M | 0.01% |
128,177
-5,300
| -4% | -$405K |
|
811
Petrobras Class A
PBR.A
$111B
| $9.05M | 0.01% |
615,968
-47,302
| -7% | -$779K |
|
812
Saia
SAIA
$9.27B
| $9.04M | 0.01% |
282,119
-22,636
| -7% | -$740K |
|
813
Essex Property Trust
ESS
$18.3B
| $9.01M | 0.01% |
62,802
+1,957
| +3% | +$301K |
|
|
CNR
814
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $8.96M | 0.01% |
510,899
+36,700
| +8% | +$569K |
|
|
WR
815
DELISTED
Westar Energy Inc
WR
| $8.96M | 0.01% |
278,354
+26,300
| +10% | +$830K |
|
|
GLBR
816
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
| $8.94M | 0.01% |
50,127
-2,971
| -6% | -$499K |
|
|
PPS
817
DELISTED
Post Properties
PPS
| $8.93M | 0.01% |
197,519
+37,100
| +23% | +$1.66M |
|
818
Boise Cascade
BCC
$2.69B
| $8.9M | 0.01% |
301,813
+212,413
| +238% | +$5.55M |
|
819
Vale
VALE
$64.1B
| $8.89M | 0.01% |
583,120
-44,200
| -7% | -$687K |
|
820
BlackBerry
BB
$4.98B
| $8.88M | 0.01% |
1,194,713
+26,994
| +2% | +$191K |
|
821
Leidos
LDOS
$14.5B
| $8.88M | 0.01% |
+190,919
| New | +$8.81M |
|
822
OSI Systems
OSIS
$3.65B
| $8.87M | 0.01% |
166,993
-76,877
| -32% | -$5.26M |
|
823
Extra Space Storage
EXR
$31.3B
| $8.8M | 0.01% |
208,997
+9,540
| +5% | +$421K |
|
824
Shinhan Financial Group
SHG
$32.8B
| $8.78M | 0.01% |
192,150
-1,800
| -0.9% | -$77K |
|
825
FirstCash
FCFS
$8.85B
| $8.73M | 0.01% |
141,198
-186,077
| -57% | -$11.3M |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.