UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Oceaneering
OII
$4.86B
| $17.8M | 0.02% |
226,045
+11,157
| +5% | +$906K |
|
652
Tanger
SKT
$4.67B
| $17.8M | 0.02% |
556,067
+59,500
| +12% | +$1.98M |
|
653
NVR
NVR
$16.5B
| $17.6M | 0.02% |
17,129
+2,044
| +14% | +$1.94M |
|
|
LSI
654
DELISTED
LSI CORPORATION
LSI
| $17.4M | 0.02% |
1,574,442
+54,793
| +4% | +$467K |
|
|
OCR
655
DELISTED
OMNICARE INC
OCR
| $17.3M | 0.02% |
287,218
-10,208
| -3% | -$585K |
|
656
Edgewell Personal Care
EPC
$1.25B
| $17.3M | 0.02% |
215,214
-78,412
| -27% | -$5.97M |
|
|
AMTD
657
DELISTED
TD Ameritrade Holding Corp
AMTD
| $17.2M | 0.02% |
562,260
+50,403
| +10% | +$1.43M |
|
|
PFPT
658
DELISTED
Proofpoint, Inc.
PFPT
| $17.2M | 0.02% |
518,837
-7,737
| -1% | -$233K |
|
|
TGNA
659
DELISTED
TEGNA Inc
TGNA
| $17.1M | 0.02% |
1,106,934
+3,282
| +0.3% | +$46.3K |
|
660
Kinross Gold
KGC
$27.4B
| $17.1M | 0.02% |
3,896,997
+353,140
| +10% | +$1.68M |
|
661
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
| – | – |
0
| – | – |
|
|
LM
662
DELISTED
Legg Mason, Inc.
LM
| $16.7M | 0.02% |
383,674
+36,657
| +11% | +$1.42M |
|
663
Fidelity National Financial
FNF
$13.9B
| $16.7M | 0.02% |
899,009
-22,686
| -2% | -$367K |
|
664
AMC Global Media
AMCX
$492M
| $16.5M | 0.02% |
242,631
+213,900
| +744% | +$14.2M |
|
|
CBL
665
DELISTED
CBL& Associates Properties, Inc.
CBL
| $16.5M | 0.02% |
918,085
+136,400
| +17% | +$2.56M |
|
666
Valmont Industries
VMI
$9.3B
| $16.3M | 0.02% |
109,257
+6,700
| +7% | +$946K |
|
|
WLL
667
DELISTED
Whiting Petroleum Corporation
WLL
| $16.3M | 0.02% |
877
-199
| -18% | -$3.77M |
|
668
Deluxe
DLX
$1.18B
| $16.2M | 0.02% |
310,598
+286,000
| +1,163% | +$13.7M |
|
|
POM
669
DELISTED
PEPCO HOLDINGS, INC.
POM
| $16.1M | 0.02% |
843,675
+95,343
| +13% | +$1.81M |
|
670
Carter's
CRI
$1.42B
| $16.1M | 0.02% |
224,746
+100,800
| +81% | +$7.18M |
|
671
Transocean
RIG
$5.89B
| $16.1M | 0.02% |
325,305
+180,285
| +124% | +$8.82M |
|
672
ResMed
RMD
$30.6B
| $16M | 0.02% |
340,474
-30,003
| -8% | -$1.52M |
|
673
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| – | – |
0
| – | – |
|
|
SUSS
674
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
| $15.9M | 0.02% |
242,826
-9,408
| -4% | -$557K |
|
675
Avnet
AVT
$7.29B
| $15.9M | 0.02% |
359,500
+5,652
| +2% | +$233K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.