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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
-12.37%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.87%
AUM
$116B
AUM Growth
-$18.5B
Cap. Flow
-$576M
Cap. Flow %
-0.5%
Top 10 Hldgs %
17.33%
Holding
2,899
New
140
Increased
1,359
Reduced
845
Closed
130

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$288M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$215M
3
TSCO icon
Tractor Supply
TSCO
+$157M
4
JNJ icon
Johnson & Johnson
JNJ
+$153M
5
PYPL icon
PayPal
PYPL
+$135M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$339M
2
ESRX
Express Scripts Holding Company
ESRX
+$244M
3
PX
Praxair Inc
PX
+$218M
4
META icon
Meta Platforms (Facebook)
META
+$182M
5
ADBE icon
Adobe
ADBE
+$177M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 14.9%
3 Financials 14.08%
4 Consumer Discretionary 11.32%
5 Communication Services 8.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYM icon
2751
iShares US Basic Materials ETF
IYM
$1.13B
– –
-92
Closed -$9.05K
KBWB icon
2752
Invesco KBW Bank ETF
KBWB
$6.72B
– –
-54
Closed -$2.92K
KLXE icon
2753
KLX Energy Services
KLXE
$43.1M
– –
-21
Closed -$3.3K
KYN icon
2754
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
– –
-175
Closed -$3.12K
MDXG icon
2755
MiMedx Group
MDXG
$630M
– –
-60,937
Closed -$377K
MSBI icon
2756
Midland States Bancorp
MSBI
$697M
– –
-8,100
Closed -$260K
MT icon
2757
ArcelorMittal
MT
$49.5B
– –
-95
Closed -$2.93K
MTRX icon
2758
Matrix Service
MTRX
$312M
– –
-9,400
Closed -$232K
NEA icon
2759
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
– –
-1,028
Closed -$13K
NTLA icon
2760
Intellia Therapeutics
NTLA
$1.51B
– –
-8,635
Closed -$247K
OBE
2761
Obsidian Energy
OBE
$656M
– –
-8,352
Closed -$55.5K
OLP
2762
One Liberty Properties
OLP
$542M
– –
-8,200
Closed -$228K
PBJ icon
2763
Invesco Food & Beverage ETF
PBJ
$111M
– –
-180
Closed -$5.86K
PKOH icon
2764
Park-Ohio Holdings
PKOH
$550M
– –
-6,200
Closed -$238K
PTY icon
2765
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
– –
-523
Closed -$9.34K
RDUS
2766
DELISTED
Radius Recycling
RDUS
– –
-7,699
Closed -$208K
RMAX icon
2767
RE/MAX Holdings
RMAX
$198M
– –
-9,545
Closed -$423K
ROBO icon
2768
ROBO Global Robotics & Automation Index ETF
ROBO
$1.87B
– –
-47
Closed -$1.97K
RWO icon
2769
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
– –
-204
Closed -$9.7K
SCHV
2770
Schwab US Large-Cap Value ETF
SCHV
$15.6B
– –
-1,710
Closed -$32K
SHOE
2771
Shoe Station Group
SHOE
$424M
– –
-15,798
Closed -$304K
SNDR icon
2772
Schneider National
SNDR
$6.17B
– –
-21,934
Closed -$548K
SNEX icon
2773
StoneX
SNEX
$8.72B
– –
-23,546
Closed -$225K
SOR
2774
Source Capital
SOR
$375M
– –
-2,100
Closed -$84.4K
SPOK icon
2775
Spok Holdings
SPOK
$229M
– –
-50
Closed -$770
109 110
111
112 113

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UBS AM's Q4 2018 Portfolio in Review

As of Q4 2018, UBS AM held 2,899 positions worth $116B, down 14% from $135B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

UBS AM's Q4 2018 filing shows 140 new, 1,359 increased, 845 reduced and 130 closed positions. Its largest new stake was Linde: 1,823,057 shares worth $284M. The largest sale was Aetna Inc, an estimated $339M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Healthcare and Financials.

  • UBS AM's largest Q4 2018 buy was Linde: 1,823,057 shares worth $284M.
  • UBS AM added most to iShares US Treasury Bond ETF in Q4 2018, an estimated $215M increase.
  • UBS AM's biggest Q4 2018 reduction was Meta Platforms (Facebook), cutting an estimated $182M.
  • UBS AM fully exited Aetna Inc in Q4 2018, selling an estimated $339M.
  • UBS AM's ten largest holdings make up 17% of its $116B portfolio in Q4 2018.
  • UBS AM opened 140 new positions and closed 130 in Q4 2018.
  • UBS AM's portfolio value fell 14% quarter-over-quarter to $116B.

Based on UBS AM's 13F filing for Q4 2018, filed 13 Feb 2019.