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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
-2.27%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.87%
AUM
$223B
AUM Growth
+$16.7B
Cap. Flow
+$7.28B
Cap. Flow %
3.26%
Top 10 Hldgs %
25.58%
Holding
2,762
New
89
Increased
1,400
Reduced
806
Closed
174

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.01B
2
MSFT icon
Microsoft
MSFT
+$922M
3
AMZN icon
Amazon
AMZN
+$646M
4
TSLA icon
Tesla
TSLA
+$554M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$496M

Top Sells

Rank Stock Value
1
ABT icon
Abbott
ABT
+$1.04B
2
LIN icon
Linde
LIN
+$949M
3
XOM icon
ExxonMobil
XOM
+$313M
4
VMW
VMware, Inc
VMW
+$217M
5
NVDA icon
NVIDIA
NVDA
+$205M

Sector Composition

Rank Sector Weight
1 Technology 30.4%
2 Healthcare 13.37%
3 Consumer Discretionary 11.23%
4 Financials 10.99%
5 Communication Services 8.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSTG
2651
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-205,848
Closed -$2.04M
NVTA
2652
DELISTED
Invitae Corporation
NVTA
– –
-268,529
Closed -$363K
WE
2653
DELISTED
WeWork Inc.
WE
– –
-9,060
Closed -$282K
HCCI
2654
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
– –
-9,388
Closed -$334K
TRTN
2655
DELISTED
Triton International Limited
TRTN
– –
-71,120
Closed -$4.5M
SYNH
2656
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-158,242
Closed -$5.64M
RETA
2657
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-25,836
Closed -$2.35M
RADI
2658
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
– –
-76,389
Closed -$1.12M
WWE
2659
DELISTED
World Wrestling Entertainment
WWE
– –
-1,408,034
Closed -$128M
RTL
2660
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-555,671
Closed -$3.49M
BKI
2661
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-842,398
Closed -$48.5M
NEX
2662
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-241,148
Closed -$1.92M
NUVA
2663
DELISTED
NuVasive, Inc.
NUVA
– –
-53,054
Closed -$2.19M
FOCS
2664
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-58,514
Closed -$3.04M
FORG
2665
DELISTED
ForgeRock, Inc.
FORG
– –
-40,612
Closed -$837K
FRG
2666
DELISTED
Franchise Group, Inc.
FRG
– –
-29,037
Closed -$791K
ARNC
2667
DELISTED
Arconic Corporation
ARNC
– –
-101,923
Closed -$2.67M
AMRS
2668
DELISTED
Amyris Inc.
AMRS
– –
-199,451
Closed -$271K
PTRA
2669
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-152,460
Closed -$232K
KDNY
2670
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-24,360
Closed -$564K
DICE
2671
DELISTED
DICE Therapeutics, Inc. Common Stock
DICE
– –
-39,422
Closed -$1.13M
PDCE
2672
DELISTED
PDC Energy, Inc.
PDCE
– –
-281,653
Closed -$18.1M
UNVR
2673
DELISTED
Univar Solutions Inc.
UNVR
– –
-285,455
Closed -$10M
AJRD
2674
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-37,341
Closed -$2.1M
VRAY
2675
DELISTED
ViewRay, Inc.
VRAY
– –
-191,277
Closed -$662K
105 106
107
108 109

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UBS AM's Q3 2023 Portfolio in Review

As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.

  • UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
  • UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
  • UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
  • UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
  • UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
  • UBS AM opened 89 new positions and closed 174 in Q3 2023.
  • UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.

Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.