UBS AM’s Heritage-Crystal Clean, Inc. HCCI Stock Holding History

UBS AM’s Portfolio HCCI Stock Details HCCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-9,388	Closed	-$334K	–	2715
2023 Q2	$334K	Hold	9,388	–	–	﹤0.01%	2443
2023 Q1	$334K	Buy	9,388 +1,554	+20%	+$56K	﹤0.01%	2443
2022 Q4	$254K	Hold	7,834	–	–	﹤0.01%	2379
2022 Q3	$232K	Hold	7,834	–	–	﹤0.01%	2562
2022 Q2	$211K	Hold	7,834	–	–	﹤0.01%	2571
2022 Q1	$232K	Hold	7,834	–	–	﹤0.01%	2649
2021 Q4	$251K	Hold	7,834	–	–	﹤0.01%	2721
2021 Q3	$227K	Hold	7,834	–	–	﹤0.01%	2675
2021 Q2	$233K	Hold	7,834	–	–	﹤0.01%	2693
2021 Q1	$213K	Buy	+7,834	New	+$196K	﹤0.01%	2557

Other funds holding HCCI

GCL

Glazer Capital LLC New York $4.71B AUM 81.93% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

ACH

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Cannell Capital Alta, Wyoming $163M AUM 40.62% 1-Year Est. Return

NAM

Nexpoint Asset Management Dallas, Texas $1.49B AUM 61.08% 1-Year Est. Return

FTCM

First Trust Capital Management Chicago, Illinois $1.9B AUM 58.39% 1-Year Est. Return

KLCMU

Kite Lake Capital Management (UK) London, United Kingdom $125M AUM 198.01% 1-Year Est. Return

WIC

Water Island Capital New York $896M AUM 107.59% 1-Year Est. Return

UBS AM's HCCI Position: Q3 2023 in Review

UBS AM sold out of Heritage-Crystal Clean, Inc. (HCCI) in Q3 2023, closing a stake of 9,388 shares — an estimated $334K sold.

UBS AM first reported a position in HCCI in Q1 2021 and held it in 10 quarters. The position peaked at $334K in Q2 2023. 129 funds tracked by Wall St. Rank hold HCCI as of Q3 2023.

UBS AM reported no remaining Heritage-Crystal Clean, Inc. position as of Q3 2023 after selling out during the quarter.
UBS AM sold 9,388 Heritage-Crystal Clean, Inc. shares in Q3 2023, an estimated $334K.
UBS AM first reported a position in Heritage-Crystal Clean, Inc. in Q1 2021 and held it in 10 quarters.
UBS AM's Heritage-Crystal Clean, Inc. position peaked at $334K in Q2 2023.
129 funds tracked by Wall St. Rank held Heritage-Crystal Clean, Inc. as of Q3 2023.

Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.