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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
+5.21%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.87%
AUM
$99B
AUM Growth
+$5.31B
Cap. Flow
-$322M
Cap. Flow %
-0.32%
Top 10 Hldgs %
14.08%
Holding
2,651
New
81
Increased
1,135
Reduced
556
Closed
97

Top Buys

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$234M
2
HD icon
Home Depot
HD
+$214M
3
ICE icon
Intercontinental Exchange
ICE
+$206M
4
TJX icon
TJX Companies
TJX
+$129M
5
BWA icon
BorgWarner
BWA
+$122M

Top Sells

Rank Stock Value
1
AGN
Allergan Inc
AGN
+$227M
2
DFS
Discover Financial Services
DFS
+$212M
3
MHK icon
Mohawk Industries
MHK
+$137M
4
LBTYA icon
Liberty Global Class A
LBTYA
+$114M
5
FCX icon
Freeport-McMoran
FCX
+$112M

Sector Composition

Rank Sector Weight
1 Healthcare 14.05%
2 Technology 13.96%
3 Financials 13.95%
4 Industrials 9.13%
5 Energy 8.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXSQ icon
2526
Oxford Square Capital
OXSQ
$150M
– –
-22,798
Closed -$223K
PFX icon
2527
PhenixFIN
PFX
$83.1M
– –
-545
Closed -$148K
PSEC icon
2528
Prospect Capital
PSEC
$1.11B
– –
-106,051
Closed -$1.15M
PZG icon
2529
Paramount Gold Nevada
PZG
$91.8M
– –
-153,800
Closed -$189K
QURE icon
2530
uniQure
QURE
$2.78B
– –
-37,900
Closed -$589K
SHG icon
2531
Shinhan Financial Group
SHG
$32.4B
– –
-173,750
Closed -$7.64M
SLRC icon
2532
SLR Investment Corp
SLRC
$711M
– –
-16,299
Closed -$355K
SOHU
2533
Sohu.com
SOHU
$354M
– –
-277,200
Closed -$18M
SSB icon
2534
SouthState Bank Corp
SSB
$10.3B
– –
-6,437
Closed -$403K
TCPC icon
2535
BlackRock TCP Capital
TCPC
$278M
– –
-17,100
Closed -$283K
TPH
2536
DELISTED
Tri Pointe Homes
TPH
– –
-153,300
Closed -$2.49M
VRNS icon
2537
Varonis Systems
VRNS
$4.74B
– –
-324,261
Closed -$3.87M
WASH icon
2538
Washington Trust Bancorp
WASH
$751M
– –
-5,400
Closed -$202K
LUMO
2539
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
– –
-28,538
Closed -$7.29M
TCS
2540
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-9,367
Closed -$4.77M
BKCC
2541
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-41,497
Closed -$381K
QUOT
2542
DELISTED
Quotient Technology Inc
QUOT
– –
-272,100
Closed -$6.71M
FCRD
2543
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-15,498
Closed -$214K
BNFT
2544
DELISTED
Benefitfocus, Inc.
BNFT
– –
-76,000
Closed -$3.57M
CSLT
2545
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-101,200
Closed -$2.15M
HWCC
2546
DELISTED
Houston Wire & Cable Company
HWCC
– –
-10,100
Closed -$133K
MVC
2547
DELISTED
MVC Capital, Inc.
MVC
– –
-18,597
Closed -$252K
CRCM
2548
DELISTED
CARE.COM, INC.
CRCM
– –
-94,500
Closed -$1.56M
WFT
2549
DELISTED
Weatherford International plc
WFT
– –
-1,985,740
Closed -$34.5M
ECYT
2550
DELISTED
Endocyte, Inc. Common Stock
ECYT
– –
-435,060
Closed -$10.4M
100 101
102
103 104

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UBS AM's Q2 2014 Portfolio in Review

As of Q2 2014, UBS AM held 2,651 positions worth $99B, up 5.7% from $93.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS AM's Q2 2014 filing shows 81 new, 1,135 increased, 556 reduced and 97 closed positions. Its largest new stake was Sabre: 3,529,400 shares worth $70.8M. The largest sale was Allergan Inc, an estimated $227M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • UBS AM's largest Q2 2014 buy was Sabre: 3,529,400 shares worth $70.8M.
  • UBS AM added most to Thermo Fisher Scientific in Q2 2014, an estimated $234M increase.
  • UBS AM's biggest Q2 2014 reduction was Allergan Inc, cutting an estimated $227M.
  • UBS AM fully exited Freeport-McMoran in Q2 2014, selling an estimated $112M.
  • UBS AM's ten largest holdings make up 14% of its $99B portfolio in Q2 2014.
  • UBS AM opened 81 new positions and closed 97 in Q2 2014.
  • UBS AM's portfolio value rose 5.7% quarter-over-quarter to $99B.

Based on UBS AM's 13F filing for Q2 2014, filed 13 Aug 2014.