UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$235M |
| 2 |
Microsoft
MSFT
|
+$176M |
| 3 |
Cognizant
CTSH
|
+$150M |
| 4 |
Chubb
CB
|
+$107M |
| 5 |
Under Armour
UAA
|
+$100M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Thermo Fisher Scientific
TMO
|
+$221M |
| 2 |
Workday
WDAY
|
+$133M |
| 3 |
Pfizer
PFE
|
+$122M |
| 4 |
Apple
AAPL
|
+$122M |
| 5 |
Nike
NKE
|
+$116M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.48% |
| 2 | Technology | 14.7% |
| 3 | Financials | 13.4% |
| 4 | Consumer Discretionary | 10.5% |
| 5 | Communication Services | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BBG
2401
DELISTED
Bill Barrett Corp
BBG
| $180K | ﹤0.01% |
29,000
-32,434
| -53% | -$130K |
|
|
GLUU
2402
DELISTED
Glu Mobile Inc.
GLUU
| $179K | ﹤0.01% |
63,307
-16,445
| -21% | -$47.1K |
|
|
SGMO
2403
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $178K | ﹤0.01% |
29,398
-283,267
| -91% | -$1.7M |
|
|
IXYS
2404
DELISTED
IXYS Corp
IXYS
| $178K | ﹤0.01% |
+15,829
| New | +$180K |
|
2405
Mercer International
MERC
$45.2M
| $177K | ﹤0.01% |
+18,772
| New | +$152K |
|
2406
Accuray
ARAY
$33.8M
| $176K | ﹤0.01% |
30,497
-15,600
| -34% | -$86.4K |
|
|
GAU
2407
Galiano Gold
GAU
$509M
| $176K | ﹤0.01% |
82,600
-15,000
| -15% | -$27.5K |
|
|
OMN
2408
DELISTED
OMNOVA Solutions Inc.
OMN
| $176K | ﹤0.01% |
31,597
| – | – |
|
2409
Box
BOX
$4.41B
| $173K | ﹤0.01% |
14,100
-283,443
| -95% | -$3.22M |
|
2410
Citizens
CIA
$231M
| $172K | ﹤0.01% |
23,800
-3,600
| -13% | -$24.8K |
|
|
BHBK
2411
DELISTED
Blue Hills Bancorp, Inc.
BHBK
| $172K | ﹤0.01% |
+12,600
| New | +$177K |
|
|
ISLE
2412
DELISTED
Isle of Capri Casinos Inc
ISLE
| $172K | ﹤0.01% |
12,300
| – | – |
|
|
WLH
2413
DELISTED
WILLIAM LYON HOMES
WLH
| $171K | ﹤0.01% |
11,800
-1,200
| -9% | -$14.2K |
|
|
KDNY
2414
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
| $170K | ﹤0.01% |
2,660
-36,666
| -93% | -$2.97M |
|
|
ENT
2415
DELISTED
Global Eagle Entertainment Inc.
ENT
| $170K | ﹤0.01% |
796
| – | – |
|
2416
Tredegar Corp
TG
$270M
| $168K | ﹤0.01% |
10,699
| – | – |
|
|
LL
2417
DELISTED
LL Flooring Holdings, Inc.
LL
| $168K | ﹤0.01% |
12,799
-1,535
| -11% | -$19.3K |
|
2418
A10 Networks
ATEN
$1.99B
| $167K | ﹤0.01% |
28,200
-16,827
| -37% | -$100K |
|
2419
NMI Holdings
NMIH
$3.31B
| $167K | ﹤0.01% |
33,096
-14,200
| -30% | -$74K |
|
2420
Vicor
VICR
$10.1B
| $167K | ﹤0.01% |
15,900
| – | – |
|
|
RRTS
2421
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
| $167K | ﹤0.01% |
536
-23
| -4% | -$6.01K |
|
|
HOS
2422
DELISTED
Hornbeck Offshore Services, Inc.
HOS
| $166K | ﹤0.01% |
16,699
-1,400
| -8% | -$11.8K |
|
|
XCRA
2423
DELISTED
Xcerra Corporation
XCRA
| $166K | ﹤0.01% |
25,496
-2,800
| -10% | -$15.6K |
|
|
MWW
2424
DELISTED
Monster Worldwide Inc
MWW
| $166K | ﹤0.01% |
50,995
-16,800
| -25% | -$65.3K |
|
|
DS
2425
DELISTED
Drive Shack Inc.
DS
| $165K | ﹤0.01% |
37,948
-4,420
| -10% | -$16.1K |
|
Similar funds
UBS AM's Q1 2016 Portfolio in Review
As of Q1 2016, UBS AM held 2,740 positions worth $86.2B, down 1.7% from $87.7B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2016 filing shows 51 new, 583 increased, 1,774 reduced and 113 closed positions. Its largest new stake was NXP Semiconductors: 1,291,575 shares worth $105M. The largest sale was Thermo Fisher Scientific, an estimated $221M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q1 2016 buy was NXP Semiconductors: 1,291,575 shares worth $105M.
- UBS AM added most to Alibaba in Q1 2016, an estimated $235M increase.
- UBS AM's biggest Q1 2016 reduction was Thermo Fisher Scientific, cutting an estimated $221M.
- UBS AM fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $97.5M.
- UBS AM's ten largest holdings make up 15% of its $86.2B portfolio in Q1 2016.
- UBS AM opened 51 new positions and closed 113 in Q1 2016.
- UBS AM's portfolio value fell 1.7% quarter-over-quarter to $86.2B.
Based on UBS AM's 13F filing for Q1 2016, filed 12 May 2016.