UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$336M |
| 2 |
AbbVie
ABBV
|
+$235M |
| 3 |
VMW
VMware, Inc
VMW
|
+$163M |
| 4 |
T-Mobile US
TMUS
|
+$156M |
| 5 |
Aptiv
APTV
|
+$154M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$570M |
| 2 |
Microsoft
MSFT
|
+$506M |
| 3 |
Apple
AAPL
|
+$394M |
| 4 |
Abbott
ABT
|
+$262M |
| 5 |
Intel
INTC
|
+$244M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.77% |
| 2 | Healthcare | 13.92% |
| 3 | Consumer Discretionary | 13.52% |
| 4 | Financials | 11.89% |
| 5 | Communication Services | 9.76% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NXGN
2126
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
| $440K | ﹤0.01% |
40,077
+7,016
| +21% | +$72.7K |
|
2127
Precigen
PGEN
$2.59B
| $439K | ﹤0.01% |
88,031
-7,293
| -8% | -$24.8K |
|
2128
Quanterix
QTRX
$190M
| $437K | ﹤0.01% |
+15,958
| New | +$403K |
|
2129
Ethan Allen Interiors
ETD
$603M
| $437K | ﹤0.01% |
36,920
+406
| +1% | +$4.51K |
|
|
SDC
2130
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $436K | ﹤0.01% |
+55,200
| New | +$375K |
|
2131
Chefs' Warehouse
CHEF
$4.5B
| $434K | ﹤0.01% |
+31,992
| New | +$442K |
|
2132
Ennis
EBF
$564M
| $432K | ﹤0.01% |
23,791
-7,310
| -24% | -$129K |
|
|
XRN
2133
Chiron Real Estate Inc
XRN
$477M
| $431K | ﹤0.01% |
7,608
+160
| +2% | +$8.68K |
|
2134
Oric Pharmaceuticals
ORIC
$1.4B
| $431K | ﹤0.01% |
+12,775
| New | +$408K |
|
|
ATRS
2135
DELISTED
Antares Pharma, Inc.
ATRS
| $429K | ﹤0.01% |
156,152
-15,267
| -9% | -$42.6K |
|
2136
Andersons Inc
ANDE
$2.22B
| $427K | ﹤0.01% |
31,014
+15,560
| +101% | +$226K |
|
2137
Enova International
ENVA
$6.29B
| $426K | ﹤0.01% |
28,616
-2,735
| -9% | -$38K |
|
2138
Interface
TILE
$2.22B
| $425K | ﹤0.01% |
52,233
-13,435
| -20% | -$114K |
|
2139
Rhythm Pharmaceuticals
RYTM
$7.96B
| $425K | ﹤0.01% |
+19,063
| New | +$372K |
|
2140
NexGen Energy
NXE
$6.99B
| $425K | ﹤0.01% |
327,040
+103,900
| +47% | +$133K |
|
|
EFC
2141
Ellington Financial
EFC
$1.71B
| $421K | ﹤0.01% |
35,700
-8,149
| -19% | -$82.7K |
|
|
KRA
2142
DELISTED
Kraton Corporation
KRA
| $420K | ﹤0.01% |
24,298
+1,197
| +5% | +$16.2K |
|
2143
Atlanta Braves Holdings Series B
BATRK
$3.21B
| $419K | ﹤0.01% |
21,241
-13,894
| -40% | -$276K |
|
2144
Live Oak Bancshares
LOB
$1.97B
| $418K | ﹤0.01% |
28,810
+4,808
| +20% | +$65.2K |
|
|
GPMT
2145
Granite Point Mortgage Trust
GPMT
$61.2M
| $416K | ﹤0.01% |
57,927
+4,109
| +8% | +$22.3K |
|
2146
Wipro
WIT
$20B
| $414K | ﹤0.01% |
250,442
| – | – |
|
|
TSC
2147
DELISTED
TriState Capital Holdings, Inc.
TSC
| $412K | ﹤0.01% |
26,208
+12,486
| +91% | +$170K |
|
2148
Scansource
SCSC
$1.12B
| $412K | ﹤0.01% |
17,086
+1,059
| +7% | +$25.1K |
|
2149
Winmark
WINA
$1.32B
| $411K | ﹤0.01% |
+2,400
| New | +$351K |
|
|
PAE
2150
DELISTED
PAE Incorporated Class A Common Stock
PAE
| $410K | ﹤0.01% |
+42,900
| New | +$382K |
|
Similar funds
UBS AM's Q2 2020 Portfolio in Review
As of Q2 2020, UBS AM held 2,605 positions worth $164B, up 18% from $139B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
UBS AM withdrew a net $6.16B in Q2 2020, closing 142 positions and reducing 1,290 holdings. Its most notable exit was Allergan plc, an estimated $203M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, UBS AM opened a new position in Otis Worldwide worth $76.5M.
- UBS AM's largest Q2 2020 buy was Otis Worldwide: 1,345,382 shares worth $76.5M.
- UBS AM added most to NetEase in Q2 2020, an estimated $336M increase.
- UBS AM's biggest Q2 2020 reduction was Alibaba, cutting an estimated $570M.
- UBS AM fully exited Allergan plc in Q2 2020, selling an estimated $203M.
- UBS AM's ten largest holdings make up 24% of its $164B portfolio in Q2 2020.
- UBS AM opened 144 new positions and closed 142 in Q2 2020.
- UBS AM's portfolio value rose 18% quarter-over-quarter to $164B.
Based on UBS AM's 13F filing for Q2 2020, filed 14 Aug 2020.