UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Shopify
SHOP
|
+$873M |
| 2 |
Apple
AAPL
|
+$739M |
| 3 |
Accenture
ACN
|
+$450M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$393M |
| 5 |
Salesforce
CRM
|
+$359M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$1.39B |
| 2 |
Infosys
INFY
|
+$641M |
| 3 |
Meta Platforms (Facebook)
META
|
+$621M |
| 4 |
JPMorgan Chase
JPM
|
+$483M |
| 5 |
Visa
V
|
+$477M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 28.05% |
| 2 | Healthcare | 12.84% |
| 3 | Consumer Discretionary | 11.61% |
| 4 | Financials | 11.34% |
| 5 | Communication Services | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EFC
2026
Ellington Financial
EFC
$1.68B
| $1.22M | ﹤0.01% |
71,422
+11,508
| +19% | +$204K |
|
2027
Senseonics Holdings Inc
SENS
$385M
| $1.22M | ﹤0.01% |
22,822
+5,708
| +33% | +$371K |
|
2028
E.W. Scripps
SSP
$311M
| $1.22M | ﹤0.01% |
62,918
+1,941
| +3% | +$37.5K |
|
2029
Chefs' Warehouse
CHEF
$4.49B
| $1.21M | ﹤0.01% |
36,327
| – | – |
|
2030
AngioDynamics
ANGO
$659M
| $1.21M | ﹤0.01% |
43,807
+4,428
| +11% | +$122K |
|
2031
BGC Group
BGC
$4.95B
| $1.21M | ﹤0.01% |
259,450
-6,018
| -2% | -$30K |
|
2032
Cognyte Software
CGNT
$678M
| $1.21M | ﹤0.01% |
76,913
| – | – |
|
2033
CTS Corp
CTS
$1.87B
| $1.2M | ﹤0.01% |
32,761
| – | – |
|
2034
Payoneer
PAYO
$2.41B
| $1.2M | ﹤0.01% |
+163,352
| New | +$1.26M |
|
2035
Weis Markets
WMK
$1.87B
| $1.2M | ﹤0.01% |
18,156
| – | – |
|
2036
Archrock
AROC
$5.83B
| $1.2M | ﹤0.01% |
159,794
-4,393
| -3% | -$35.3K |
|
|
BRKL
2037
DELISTED
Brookline Bancorp
BRKL
| $1.19M | ﹤0.01% |
73,641
| – | – |
|
|
SRNE
2038
DELISTED
Sorrento Therapeutics, Inc.
SRNE
| $1.19M | ﹤0.01% |
256,343
-45,555
| -15% | -$283K |
|
2039
Orion
OEC
$408M
| $1.19M | ﹤0.01% |
64,805
| – | – |
|
2040
Northern Oil and Gas
NOG
$2.43B
| $1.19M | ﹤0.01% |
57,736
+14,605
| +34% | +$326K |
|
2041
AAR Corp
AIR
$5.79B
| $1.19M | ﹤0.01% |
30,435
+335
| +1% | +$12K |
|
2042
PJT Partners
PJT
$4.38B
| $1.19M | ﹤0.01% |
16,021
-4,471
| -22% | -$356K |
|
2043
Kearny Financial
KRNY
$599M
| $1.19M | ﹤0.01% |
89,489
| – | – |
|
|
POLY
2044
DELISTED
Plantronics, Inc.
POLY
| $1.18M | ﹤0.01% |
40,354
-5,682
| -12% | -$157K |
|
2045
MannKind Corp
MNKD
$1.31B
| $1.18M | ﹤0.01% |
270,919
| – | – |
|
2046
The GEO Group
GEO
$4.22B
| $1.18M | ﹤0.01% |
152,759
-14,648
| -9% | -$120K |
|
2047
Carpenter Technology
CRS
$28.4B
| $1.18M | ﹤0.01% |
40,483
-1,473
| -4% | -$45.9K |
|
2048
NETGEAR
NTGR
$625M
| $1.18M | ﹤0.01% |
40,335
+948
| +2% | +$28.3K |
|
2049
V2X
VVX
$2.68B
| $1.18M | ﹤0.01% |
25,720
+235
| +0.9% | +$11.1K |
|
2050
Stock Yards Bancorp
SYBT
$2.59B
| $1.18M | ﹤0.01% |
18,420
| – | – |
|
Similar funds
UBS AM's Q4 2021 Portfolio in Review
As of Q4 2021, UBS AM held 2,965 positions worth $261B, up 8.3% from $241B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM's Q4 2021 filing shows 219 new, 1,218 increased, 1,020 reduced and 126 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M. The largest sale was Microsoft, an estimated $1.39B.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- UBS AM's largest Q4 2021 buy was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M.
- UBS AM added most to Shopify in Q4 2021, an estimated $873M increase.
- UBS AM's biggest Q4 2021 reduction was Microsoft, cutting an estimated $1.39B.
- UBS AM fully exited Baidu in Q4 2021, selling an estimated $360M.
- UBS AM's ten largest holdings make up 22% of its $261B portfolio in Q4 2021.
- UBS AM opened 219 new positions and closed 126 in Q4 2021.
- UBS AM's portfolio value rose 8.3% quarter-over-quarter to $261B.
Based on UBS AM's 13F filing for Q4 2021, filed 14 Feb 2022.