UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Omnicell
OMCL
$1.64B
| $332K | ﹤0.01% |
+12,999
| New | +$310K |
|
2002
Marriott Vacations Worldwide
VAC
$4.28B
| $332K | ﹤0.01% |
6,300
+600
| +11% | +$30.1K |
|
2003
National CineMedia
NCMI
$378M
| $331K | ﹤0.01% |
1,660
-220
| -12% | -$40.9K |
|
2004
Novavax
NVAX
$1.27B
| $331K | ﹤0.01% |
3,230
+1,625
| +101% | +$115K |
|
|
JE
2005
DELISTED
Just Energy Group Inc
JE
| $331K | ﹤0.01% |
1,403
+46
| +3% | +$10.6K |
|
|
ACAT
2006
DELISTED
Arctic Cat Inc
ACAT
| $330K | ﹤0.01% |
5,800
-600
| -9% | -$33.2K |
|
|
TXI
2007
DELISTED
TEXAS INDUSTRIES INC
TXI
| $330K | ﹤0.01% |
4,800
+400
| +9% | +$23.5K |
|
|
ACO
2008
DELISTED
AMCOL International Corp
ACO
| $330K | ﹤0.01% |
9,699
-400
| -4% | -$12.8K |
|
|
AAV
2009
DELISTED
Advantage Oil & Gas Ltd
AAV
| $329K | ﹤0.01% |
75,800
+3,900
| +5% | +$15.8K |
|
|
AUQ
2010
DELISTED
AURICO GOLD INC COM
AUQ
| $329K | ﹤0.01% |
89,590
-1,100
| -1% | -$4.24K |
|
2011
Intrepid Potash
IPI
$469M
| $328K | ﹤0.01% |
2,070
+156
| +8% | +$24.2K |
|
2012
Matthews International
MATW
$863M
| $328K | ﹤0.01% |
7,700
+1,100
| +17% | +$44.9K |
|
2013
Toronto Dominion Bank
TD
$200B
| $328K | ﹤0.01% |
6,968
-87,546
| -93% | -$3.98M |
|
|
KNL
2014
DELISTED
Knoll, Inc.
KNL
| $328K | ﹤0.01% |
17,898
-300
| -2% | -$5.09K |
|
2015
Flotek Industries
FTK
$1.32B
| $327K | ﹤0.01% |
2,716
+183
| +7% | +$23.2K |
|
2016
Standex International
SXI
$4.09B
| $327K | ﹤0.01% |
5,200
| – | – |
|
|
GTAT
2017
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
| $327K | ﹤0.01% |
37,500
-1,900
| -5% | -$16.9K |
|
|
KAMN
2018
DELISTED
Kaman Corp
KAMN
| $326K | ﹤0.01% |
8,199
| – | – |
|
|
RATE
2019
DELISTED
Bankrate Inc
RATE
| $326K | ﹤0.01% |
18,198
+1,100
| +6% | +$21.2K |
|
|
EXAM
2020
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
| $326K | ﹤0.01% |
10,899
-5,100
| -32% | -$142K |
|
2021
Cal-Maine
CALM
$3.98B
| $325K | ﹤0.01% |
10,800
-1,600
| -13% | -$42.5K |
|
2022
Diodes
DIOD
$4.54B
| $325K | ﹤0.01% |
13,800
-400
| -3% | -$9.02K |
|
2023
ESCO Technologies
ESE
$8.5B
| $325K | ﹤0.01% |
9,500
+600
| +7% | +$20.7K |
|
2024
Insperity
NSP
$1.96B
| $325K | ﹤0.01% |
17,998
-2,000
| -10% | -$35.9K |
|
2025
Regis Corp
RGS
$71.9M
| $325K | ﹤0.01% |
1,120
-39,569
| -97% | -$11.9M |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.