UBS AM’s AURICO GOLD INC COM AUQ Stock Holding History

UBS AM’s Portfolio AUQ Stock Details AUQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-115,107	Closed	-$329K	–	2750
2015 Q2	$329K	Buy	115,107 +20,417	+22%	+$67.2K	﹤0.01%	2309
2015 Q1	$262K	Buy	94,690 +5,100	+6%	+$17.8K	﹤0.01%	2347
2014 Q4	$298K	Hold	89,590	–	–	﹤0.01%	2245
2014 Q3	$313K	Hold	89,590	–	–	﹤0.01%	2128
2014 Q2	$384K	Hold	89,590	–	–	﹤0.01%	2043
2014 Q1	$391K	Hold	89,590	–	–	﹤0.01%	2028
2013 Q4	$329K	Sell	89,590 -1,100	-1%	-$4.24K	﹤0.01%	2069
2013 Q3	$347K	Hold	90,690	–	–	﹤0.01%	1995
2013 Q2	$396K	Buy	+90,690	New	+$453K	﹤0.01%	1816

Other funds holding AUQ

Hexavest Montreal, Quebec, Canada $1.64B AUM 28.34% 1-Year Est. Return

SAM

Shell Asset Management The Hague, Netherlands $996M AUM 26.19% 1-Year Est. Return

UBS AM's AUQ Position: Q3 2015 in Review

UBS AM sold out of AURICO GOLD INC COM (AUQ) in Q3 2015, closing a stake of 115,107 shares — an estimated $329K sold.

UBS AM first reported a position in AUQ in Q2 2013 and held it in 9 quarters. The position peaked at $396K in Q2 2013. 2 funds tracked by Wall St. Rank hold AUQ as of Q3 2015.

UBS AM reported no remaining AURICO GOLD INC COM position as of Q3 2015 after selling out during the quarter.
UBS AM sold 115,107 AURICO GOLD INC COM shares in Q3 2015, an estimated $329K.
UBS AM first reported a position in AURICO GOLD INC COM in Q2 2013 and held it in 9 quarters.
UBS AM's AURICO GOLD INC COM position peaked at $396K in Q2 2013.
2 funds tracked by Wall St. Rank held AURICO GOLD INC COM as of Q3 2015.

Based on UBS AM's 13F filing for Q3 2015, filed 29 Oct 2015.