UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MODN
1851
DELISTED
MODEL N, INC.
MODN
| $877K | ﹤0.01% |
24,866
-2,394
| -9% | -$90.4K |
|
1852
Enerpac Tool Group
EPAC
$1.93B
| $876K | ﹤0.01% |
46,589
-8,196
| -15% | -$163K |
|
|
HTLF
1853
DELISTED
Heartland Financial USA, Inc.
HTLF
| $876K | ﹤0.01% |
29,204
-416
| -1% | -$13.4K |
|
1854
Encore Capital Group
ECPG
$2.13B
| $876K | ﹤0.01% |
22,693
+467
| +2% | +$18.6K |
|
1855
Kosmos Energy
KOS
$1.48B
| $871K | ﹤0.01% |
893,291
+243,763
| +38% | +$358K |
|
1856
Helios Technologies
HLIO
$2.76B
| $868K | ﹤0.01% |
23,850
-265
| -1% | -$10.3K |
|
|
CSW
1857
CSW Industrials
CSW
$5.71B
| $864K | ﹤0.01% |
11,181
-160
| -1% | -$11.6K |
|
|
VSTO
1858
DELISTED
Vista Outdoor Inc.
VSTO
| $863K | ﹤0.01% |
42,776
-13,902
| -25% | -$255K |
|
1859
Tronox
TROX
$1.04B
| $861K | ﹤0.01% |
109,409
+600
| +0.6% | +$5.01K |
|
|
VIVO
1860
DELISTED
Meridian Bioscience Inc
VIVO
| $860K | ﹤0.01% |
50,672
+3,896
| +8% | +$75.7K |
|
1861
Matsons
MATX
$6.18B
| $859K | ﹤0.01% |
21,424
+12,066
| +129% | +$455K |
|
|
ESPR
1862
DELISTED
Esperion Therapeutics
ESPR
| $855K | ﹤0.01% |
23,001
-207
| -0.9% | -$8.2K |
|
1863
Huron Consulting
HURN
$2.42B
| $854K | ﹤0.01% |
21,716
+6,809
| +46% | +$297K |
|
1864
Invesco Mortgage Capital
IVR
$805M
| $852K | ﹤0.01% |
31,440
-665
| -2% | -$20.5K |
|
1865
Pennant Group
PNTG
$1.36B
| $846K | ﹤0.01% |
21,948
-3,661
| -14% | -$112K |
|
1866
StoneX
SNEX
$7.94B
| $846K | ﹤0.01% |
83,678
+32,607
| +64% | +$357K |
|
|
EFC
1867
Ellington Financial
EFC
$1.71B
| $845K | ﹤0.01% |
68,900
+33,200
| +93% | +$405K |
|
1868
Weis Markets
WMK
$1.86B
| $840K | ﹤0.01% |
17,502
+1,023
| +6% | +$50.4K |
|
|
WW
1869
DELISTED
WW International
WW
| $834K | ﹤0.01% |
44,175
-8,346
| -16% | -$196K |
|
1870
Southside Bancshares
SBSI
$967M
| $833K | ﹤0.01% |
34,093
| – | – |
|
|
SCS
1871
DELISTED
Steelcase
SCS
| $832K | ﹤0.01% |
82,306
-4,605
| -5% | -$49.5K |
|
1872
Benchmark Electronics
BHE
$2.96B
| $832K | ﹤0.01% |
41,271
-6,425
| -13% | -$131K |
|
|
BRKL
1873
DELISTED
Brookline Bancorp
BRKL
| $831K | ﹤0.01% |
96,119
+10,234
| +12% | +$97.3K |
|
|
INVX
1874
Innovex International
INVX
$1.97B
| $828K | ﹤0.01% |
33,457
-2,221
| -6% | -$70.7K |
|
1875
nLIGHT
LASR
$3.17B
| $827K | ﹤0.01% |
35,217
+5,400
| +18% | +$124K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.