UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$161M |
| 2 |
WRK
WestRock Company
WRK
|
+$141M |
| 3 |
Kraft Heinz
KHC
|
+$132M |
| 4 |
TripAdvisor
TRIP
|
+$117M |
| 5 |
BXLT
BAXALTA INC COM STK (DE)
BXLT
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$1.82B |
| 2 |
Apple
AAPL
|
+$423M |
| 3 |
eBay
EBAY
|
+$213M |
| 4 |
Regeneron Pharmaceuticals
REGN
|
+$178M |
| 5 |
Booking.com
BKNG
|
+$173M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.43% |
| 2 | Financials | 14.86% |
| 3 | Technology | 14.39% |
| 4 | Consumer Discretionary | 9.86% |
| 5 | Industrials | 8.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CRDC
1851
DELISTED
CARDICA INC COM NEW (DE)
CRDC
| $620K | ﹤0.01% |
215,209
-20,507
| -9% | -$81.9K |
|
1852
ING
ING
$102B
| $617K | ﹤0.01% |
43,682
-490,763
| -92% | -$7.73M |
|
1853
Lazard
LAZ
$4.31B
| $615K | ﹤0.01% |
14,200
| – | – |
|
1854
S&T Bancorp
STBA
$1.79B
| $610K | ﹤0.01% |
18,699
| – | – |
|
1855
Innospec
IOSP
$2.28B
| $609K | ﹤0.01% |
13,099
| – | – |
|
1856
Eagle Bancorp
EGBN
$845M
| $608K | ﹤0.01% |
13,362
+3,562
| +36% | +$157K |
|
1857
HUB Group
HUBG
$2.92B
| $608K | ﹤0.01% |
33,398
-71,810
| -68% | -$1.42M |
|
1858
Mine Safety
MSA
$7.49B
| $604K | ﹤0.01% |
15,099
| – | – |
|
|
MNR
1859
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $603K | ﹤0.01% |
61,798
+5,300
| +9% | +$51.1K |
|
1860
Repligen
RGEN
$9.25B
| $602K | ﹤0.01% |
21,600
+4,400
| +26% | +$159K |
|
|
BRSL
1861
Brightstar Lottery PLC
BRSL
$2.03B
| $600K | ﹤0.01% |
39,125
+5,128
| +15% | +$91K |
|
|
DWA
1862
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
| $600K | ﹤0.01% |
34,397
| – | – |
|
1863
Acco Brands
ACCO
$407M
| $599K | ﹤0.01% |
84,796
+9,200
| +12% | +$69K |
|
1864
Nelnet
NNI
$4.7B
| $599K | ﹤0.01% |
17,302
| – | – |
|
1865
Power Integrations
POWI
$3.61B
| $598K | ﹤0.01% |
28,342
| – | – |
|
|
ELP
1866
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
| $597K | ﹤0.01% |
181,643
-23,750
| -12% | -$88.5K |
|
1867
Greif
GEF
$5.04B
| $596K | ﹤0.01% |
18,699
+7,000
| +60% | +$228K |
|
1868
Scansource
SCSC
$1.12B
| $596K | ﹤0.01% |
16,816
| – | – |
|
|
IPCC
1869
DELISTED
Infinity Property & Casualty C
IPCC
| $596K | ﹤0.01% |
7,405
+289
| +4% | +$22.5K |
|
|
DOOR
1870
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
| $594K | ﹤0.01% |
9,800
+800
| +9% | +$53.4K |
|
|
BKS
1871
DELISTED
Barnes & Noble
BKS
| $590K | ﹤0.01% |
48,705
+15
| +0% | +$241 |
|
1872
iShares Russell 1000 ETF
IWB
$50.1B
| $588K | ﹤0.01% |
5,492
| – | – |
|
1873
iShares MSCI Switzerland ETF
EWL
$2.23B
| $587K | ﹤0.01% |
19,186
-14,269
| -43% | -$465K |
|
1874
Vanguard Morningstar Mid-Cap ETF
VO
$109B
| $587K | ﹤0.01% |
20,108
-84
| -0.4% | -$2.62K |
|
|
HF
1875
DELISTED
HFF Inc.
HF
| $587K | ﹤0.01% |
17,399
+1,500
| +9% | +$59.2K |
|
Similar funds
UBS AM's Q3 2015 Portfolio in Review
As of Q3 2015, UBS AM held 2,756 positions worth $90.7B, down 13% from $104B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $7.76B in Q3 2015, closing 90 positions and reducing 746 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $1.82B position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Financials and Technology.
Against the trend, UBS AM opened a new position in PayPal worth $139M.
- UBS AM's largest Q3 2015 buy was PayPal: 4,485,916 shares worth $139M.
- UBS AM added most to TripAdvisor in Q3 2015, an estimated $117M increase.
- UBS AM's biggest Q3 2015 reduction was Apple, cutting an estimated $423M.
- UBS AM fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.82B.
- UBS AM's ten largest holdings make up 14% of its $90.7B portfolio in Q3 2015.
- UBS AM opened 55 new positions and closed 90 in Q3 2015.
- UBS AM's portfolio value fell 13% quarter-over-quarter to $90.7B.
Based on UBS AM's 13F filing for Q3 2015, filed 29 Oct 2015.