UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Comcast
CMCSA
|
+$201M |
| 2 |
New Oriental
EDU
|
+$189M |
| 3 |
EOG Resources
EOG
|
+$134M |
| 4 |
Elevance Health
ELV
|
+$127M |
| 5 |
Booking.com
BKNG
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$178M |
| 2 |
Biogen
BIIB
|
+$165M |
| 3 |
Chevron
CVX
|
+$121M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$120M |
| 5 |
GE Aerospace
GE
|
+$112M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.59% |
| 2 | Financials | 14.91% |
| 3 | Healthcare | 14.18% |
| 4 | Consumer Discretionary | 10.7% |
| 5 | Communication Services | 9.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
AZZ Inc
AZZ
$4.35B
| $553K | ﹤0.01% |
9,906
-2,766
| -22% | -$157K |
|
1802
Smith & Wesson
SWBI
$651M
| $552K | ﹤0.01% |
32,405
-1,437
| -4% | -$24.8K |
|
1803
St. Joe Company
JOE
$3.54B
| $549K | ﹤0.01% |
29,283
| – | – |
|
1804
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $548K | ﹤0.01% |
4,380
-56
| -1% | -$6.92K |
|
|
CMO
1805
DELISTED
Capstead Mortgage Corp.
CMO
| $541K | ﹤0.01% |
51,830
+214
| +0.4% | +$2.29K |
|
|
PFNX
1806
DELISTED
Pfenex Inc.
PFNX
| $537K | ﹤0.01% |
134,011
-6,378
| -5% | -$29.4K |
|
|
AJRD
1807
DELISTED
Aerojet Rocketdyne Holdings
AJRD
| $537K | ﹤0.01% |
25,826
-9,528
| -27% | -$204K |
|
|
CSGS
1808
DELISTED
CSG Systems International
CSGS
| $537K | ﹤0.01% |
13,225
+5,889
| +80% | +$231K |
|
|
CATM
1809
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
| $535K | ﹤0.01% |
16,285
-6,218
| -28% | -$233K |
|
|
NEWR
1810
DELISTED
New Relic, Inc.
NEWR
| $535K | ﹤0.01% |
+12,436
| New | +$518K |
|
|
IPXL
1811
DELISTED
Impax Laboratories, Inc.
IPXL
| $534K | ﹤0.01% |
33,159
-5,349
| -14% | -$79K |
|
1812
Federal Signal
FSS
$7.63B
| $532K | ﹤0.01% |
30,647
-1,096
| -3% | -$17.2K |
|
|
HTO
1813
H2O America
HTO
$2.57B
| $531K | ﹤0.01% |
10,799
+400
| +4% | +$19.8K |
|
1814
Unisys
UIS
$209M
| $531K | ﹤0.01% |
41,471
| – | – |
|
|
NP
1815
DELISTED
Neenah, Inc. Common Stock
NP
| $529K | ﹤0.01% |
6,595
+2,842
| +76% | +$221K |
|
|
MINI
1816
DELISTED
Mobile Mini Inc
MINI
| $528K | ﹤0.01% |
17,703
+7,504
| +74% | +$216K |
|
1817
WD-40
WDFC
$3.05B
| $528K | ﹤0.01% |
4,784
-1,851
| -28% | -$197K |
|
|
GIMO
1818
DELISTED
Gigamon Inc.
GIMO
| $525K | ﹤0.01% |
13,346
-437,149
| -97% | -$16.5M |
|
|
TRUE
1819
DELISTED
TrueCar
TRUE
| $522K | ﹤0.01% |
26,200
+13,200
| +102% | +$228K |
|
1820
Chesapeake Utilities
CPK
$3.19B
| $522K | ﹤0.01% |
6,965
+1,300
| +23% | +$95K |
|
|
P
1821
Everpure Inc
P
$25.7B
| $520K | ﹤0.01% |
40,627
+14,127
| +53% | +$164K |
|
|
NYRT
1822
DELISTED
New York REIT, Inc.
NYRT
| $519K | ﹤0.01% |
6,003
+9
| +0.2% | +$817 |
|
|
NGHC
1823
DELISTED
National General Holdings Corp
NGHC
| $516K | ﹤0.01% |
24,435
| – | – |
|
1824
Repligen
RGEN
$7.96B
| $514K | ﹤0.01% |
12,400
| – | – |
|
1825
Comfort Systems
FIX
$60.9B
| $514K | ﹤0.01% |
13,849
+6,551
| +90% | +$233K |
|
Similar funds
UBS AM's Q2 2017 Portfolio in Review
As of Q2 2017, UBS AM held 2,598 positions worth $103B, up 5.4% from $98.1B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q2 2017 filing shows 144 new, 1,344 increased, 671 reduced and 68 closed positions. Its largest new stake was iShare MSCI Eurozone ETF: 561,537 shares worth $22.6M. The largest sale was Baidu, an estimated $178M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q2 2017 buy was iShare MSCI Eurozone ETF: 561,537 shares worth $22.6M.
- UBS AM added most to Comcast in Q2 2017, an estimated $201M increase.
- UBS AM's biggest Q2 2017 reduction was Baidu, cutting an estimated $178M.
- UBS AM fully exited Yahoo Inc in Q2 2017, selling an estimated $120M.
- UBS AM's ten largest holdings make up 15% of its $103B portfolio in Q2 2017.
- UBS AM opened 144 new positions and closed 68 in Q2 2017.
- UBS AM's portfolio value rose 5.4% quarter-over-quarter to $103B.
Based on UBS AM's 13F filing for Q2 2017, filed 11 Aug 2017.