UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Adobe
ADBE
|
+$190M |
| 2 |
Alibaba
BABA
|
+$147M |
| 3 |
Walt Disney
DIS
|
+$138M |
| 4 |
Analog Devices
ADI
|
+$130M |
| 5 |
Merck
MRK
|
+$127M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$180M |
| 2 |
PepsiCo
PEP
|
+$150M |
| 3 |
Lincoln National
LNC
|
+$139M |
| 4 |
Accenture
ACN
|
+$117M |
| 5 |
McDonald's
MCD
|
+$96.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.64% |
| 2 | Financials | 14.72% |
| 3 | Healthcare | 13.96% |
| 4 | Consumer Discretionary | 10.11% |
| 5 | Communication Services | 9.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HK
1651
DELISTED
Halcon Resources Corporation
HK
| $839K | ﹤0.01% |
108,911
+36,901
| +51% | +$311K |
|
1652
Axos Financial
AX
$5.92B
| $836K | ﹤0.01% |
31,997
+9,986
| +45% | +$289K |
|
1653
Meritage Homes
MTH
$4.7B
| $831K | ﹤0.01% |
45,172
+16,880
| +60% | +$302K |
|
|
MTOR
1654
DELISTED
MERITOR, Inc.
MTOR
| $831K | ﹤0.01% |
48,502
+10,807
| +29% | +$167K |
|
|
SFBS
1655
ServisFirst Bancshares
SFBS
$4.94B
| $830K | ﹤0.01% |
22,824
+15,034
| +193% | +$590K |
|
|
TWOU
1656
DELISTED
2U Inc
TWOU
| $830K | ﹤0.01% |
698
+405
| +138% | +$433K |
|
|
CYS
1657
DELISTED
CYS Investments Inc.
CYS
| $827K | ﹤0.01% |
104,022
+29,756
| +40% | +$233K |
|
1658
Petrobras Class A
PBR.A
$109B
| $820K | ﹤0.01% |
88,945
-73,878
| -45% | -$704K |
|
|
PMT
1659
PennyMac Mortgage Investment
PMT
$830M
| $820K | ﹤0.01% |
46,191
+11,395
| +33% | +$193K |
|
|
PFNX
1660
DELISTED
Pfenex Inc.
PFNX
| $816K | ﹤0.01% |
140,389
-25,554
| -15% | -$192K |
|
|
POLY
1661
DELISTED
Plantronics, Inc.
POLY
| $815K | ﹤0.01% |
15,066
+3,864
| +34% | +$210K |
|
1662
PRA Group
PRAA
$668M
| $811K | ﹤0.01% |
24,473
+3,731
| +18% | +$140K |
|
|
LXFT
1663
DELISTED
Luxoft Holding, Inc.
LXFT
| $805K | ﹤0.01% |
12,866
-33,300
| -72% | -$1.96M |
|
|
WIN
1664
DELISTED
Windstream Holdings Inc
WIN
| $803K | ﹤0.01% |
29,478
+11,167
| +61% | +$399K |
|
1665
Hilton Grand Vacations
HGV
$3.54B
| $803K | ﹤0.01% |
+28,014
| New | +$799K |
|
1666
RPC Inc
RES
$1.28B
| $802K | ﹤0.01% |
43,792
+14,380
| +49% | +$290K |
|
1667
MaxLinear
MXL
$6.13B
| $801K | ﹤0.01% |
28,558
+7,611
| +36% | +$195K |
|
1668
Simmons First National
SFNC
$3.46B
| $797K | ﹤0.01% |
28,902
+11,100
| +62% | +$327K |
|
|
VSTO
1669
DELISTED
Vista Outdoor Inc.
VSTO
| $796K | ﹤0.01% |
38,665
+4,181
| +12% | +$103K |
|
1670
UFP Industries
UFPI
$5.13B
| $794K | ﹤0.01% |
24,159
| – | – |
|
|
SPTN
1671
DELISTED
SpartanNash
SPTN
| $788K | ﹤0.01% |
22,527
+12,246
| +119% | +$449K |
|
1672
Enpro
NPO
$6.91B
| $787K | ﹤0.01% |
11,057
+1,300
| +13% | +$86.2K |
|
|
PEGI
1673
DELISTED
Pattern Energy Group Inc. Class A
PEGI
| $784K | ﹤0.01% |
38,967
+22,667
| +139% | +$453K |
|
1674
Univest Financial
UVSP
$1.23B
| $781K | ﹤0.01% |
30,141
-30,054
| -50% | -$843K |
|
1675
Enerpac Tool Group
EPAC
$1.86B
| $779K | ﹤0.01% |
29,566
| – | – |
|
Similar funds
UBS AM's Q1 2017 Portfolio in Review
As of Q1 2017, UBS AM held 2,656 positions worth $98.1B, up 10% from $89.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2017 filing shows 150 new, 1,473 increased, 485 reduced and 208 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M. The largest sale was Infosys, an estimated $180M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M.
- UBS AM added most to Adobe in Q1 2017, an estimated $190M increase.
- UBS AM's biggest Q1 2017 reduction was Infosys, cutting an estimated $180M.
- UBS AM fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $74.1M.
- UBS AM's ten largest holdings make up 15% of its $98.1B portfolio in Q1 2017.
- UBS AM opened 150 new positions and closed 208 in Q1 2017.
- UBS AM's portfolio value rose 10% quarter-over-quarter to $98.1B.
Based on UBS AM's 13F filing for Q1 2017, filed 4 May 2017.