UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class A
GOOGL
|
+$1.23B |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$963M |
| 3 |
Synchrony
SYF
|
+$204M |
| 4 |
Perrigo
PRGO
|
+$151M |
| 5 |
Cooper Companies
COO
|
+$147M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$763M |
| 2 |
Visa
V
|
+$227M |
| 3 |
ExxonMobil
XOM
|
+$181M |
| 4 |
GE Aerospace
GE
|
+$176M |
| 5 |
LNKD
LinkedIn Corporation
LNKD
|
+$151M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.88% |
| 2 | Financials | 14.42% |
| 3 | Technology | 14.04% |
| 4 | Consumer Discretionary | 10.24% |
| 5 | Communication Services | 8.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1551
Commercial Metals
CMC
$8.31B
| $1.41M | ﹤0.01% |
102,762
-3,916
| -4% | -$58.2K |
|
1552
CVB Financial
CVBF
$3.99B
| $1.4M | ﹤0.01% |
82,534
-1,325
| -2% | -$23.2K |
|
|
PNK
1553
DELISTED
Pinnacle Entertainment Inc.
PNK
| $1.39M | ﹤0.01% |
44,711
+1,495
| +3% | +$50.3K |
|
1554
Capitol Federal Financial
CFFN
$1.1B
| $1.39M | ﹤0.01% |
110,695
-5,883
| -5% | -$74.8K |
|
1555
Entegris
ENTG
$23.2B
| $1.38M | ﹤0.01% |
104,332
+4,687
| +5% | +$62.6K |
|
|
GWB
1556
DELISTED
Great Western Bancorp, Inc.
GWB
| $1.38M | ﹤0.01% |
47,583
+12,692
| +36% | +$361K |
|
1557
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
| $1.37M | ﹤0.01% |
102,388
| – | – |
|
|
NPBC
1558
DELISTED
NATL PENN BANCSHARES INC
NPBC
| $1.36M | ﹤0.01% |
110,739
+8,671
| +8% | +$106K |
|
|
TPH
1559
DELISTED
Tri Pointe Homes
TPH
| $1.36M | ﹤0.01% |
107,667
-440
| -0.4% | -$5.89K |
|
|
DMC
1560
Del Monte Corp
DMC
$1.45B
| $1.36M | ﹤0.01% |
35,015
+550
| +2% | +$23.3K |
|
|
CSII
1561
DELISTED
Cardiovascular Systems, Inc.
CSII
| $1.36M | ﹤0.01% |
90,004
+78,804
| +704% | +$1.17M |
|
|
SALE
1562
DELISTED
RetailMeNot, Inc. Series 1
SALE
| $1.35M | ﹤0.01% |
136,375
+4,930
| +4% | +$47.6K |
|
|
MASI
1563
DELISTED
Masimo
MASI
| $1.34M | ﹤0.01% |
32,398
+100
| +0.3% | +$4.09K |
|
1564
PRA Group
PRAA
$755M
| $1.34M | ﹤0.01% |
38,776
+1,654
| +4% | +$74K |
|
|
HRG
1565
DELISTED
HRG Group, Inc.
HRG
| $1.34M | ﹤0.01% |
99,093
+6,078
| +7% | +$79.7K |
|
1566
American States Water
AWR
$3.46B
| $1.34M | ﹤0.01% |
31,997
-32
| -0.1% | -$1.32K |
|
1567
FTI Consulting
FCN
$4.18B
| $1.34M | ﹤0.01% |
38,685
+452
| +1% | +$17.4K |
|
|
BCPC
1568
Balchem Corp
BCPC
$5.72B
| $1.34M | ﹤0.01% |
22,039
+3,294
| +18% | +$214K |
|
|
HTS
1569
DELISTED
HATTERAS FINANCIAL CORP
HTS
| $1.34M | ﹤0.01% |
101,845
+438
| +0.4% | +$6.31K |
|
|
SONC
1570
DELISTED
Sonic Corp
SONC
| $1.33M | ﹤0.01% |
41,298
+8,600
| +26% | +$245K |
|
1571
Morningstar
MORN
$7.53B
| $1.32M | ﹤0.01% |
16,477
+1,100
| +7% | +$89.1K |
|
|
FPO
1572
DELISTED
First Potomac Realty Trust
FPO
| $1.31M | ﹤0.01% |
114,783
+9,980
| +10% | +$114K |
|
1573
Viavi Solutions
VIAV
$9.66B
| $1.3M | ﹤0.01% |
213,877
+11,877
| +6% | +$72K |
|
|
INVN
1574
DELISTED
Invensense Inc
INVN
| $1.3M | ﹤0.01% |
127,256
-7,258
| -5% | -$80.4K |
|
|
SPWR
1575
DELISTED
SunPower Corporation Common Stock
SPWR
| $1.3M | ﹤0.01% |
65,963
| – | – |
|
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UBS AM's Q4 2015 Portfolio in Review
As of Q4 2015, UBS AM held 2,799 positions worth $87.7B, down 3.2% from $90.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $9.78B in Q4 2015, closing 103 positions and reducing 997 holdings. Its most notable exit was COMCAST CORP SPL A (NEW), an estimated $67.4M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Financials and Technology.
Against the trend, UBS AM opened a new position in Alphabet (Google) Class A worth $1.29B.
- UBS AM's largest Q4 2015 buy was Alphabet (Google) Class A: 33,192,720 shares worth $1.29B.
- UBS AM added most to Synchrony in Q4 2015, an estimated $204M increase.
- UBS AM's biggest Q4 2015 reduction was Apple, cutting an estimated $763M.
- UBS AM fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $67.4M.
- UBS AM's ten largest holdings make up 14% of its $87.7B portfolio in Q4 2015.
- UBS AM opened 130 new positions and closed 103 in Q4 2015.
- UBS AM's portfolio value fell 3.2% quarter-over-quarter to $87.7B.
Based on UBS AM's 13F filing for Q4 2015, filed 12 Feb 2016.