UBS AM’s HATTERAS FINANCIAL CORP HTS Stock Holding History

UBS AM’s Portfolio HTS Stock Details HTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-90,293	Closed	-$1.48M	–	2641
2016 Q2	$1.48M	Hold	90,293	–	–	﹤0.01%	1475
2016 Q1	$1.29M	Sell	90,293 -11,552	-11%	-$152K	﹤0.01%	1534
2015 Q4	$1.34M	Buy	101,845 +438	+0.4%	+$6.31K	﹤0.01%	1630
2015 Q3	$1.54M	Buy	101,407 +24,522	+32%	+$400K	﹤0.01%	1547
2015 Q2	$1.25M	Buy	76,885 +5,900	+8%	+$106K	﹤0.01%	1601
2015 Q1	$1.29M	Buy	70,985 +1,800	+3%	+$32.8K	﹤0.01%	1537
2014 Q4	$1.27M	Buy	69,185 +1,900	+3%	+$35.9K	﹤0.01%	1511
2014 Q3	$1.21M	Hold	67,285	–	–	﹤0.01%	1496
2014 Q2	$1.33M	Sell	67,285 -20,912	-24%	-$414K	﹤0.01%	1479
2014 Q1	$1.66M	Buy	88,197 +32,300	+58%	+$602K	﹤0.01%	1380
2013 Q4	$914K	Buy	55,897 +100	+0.2%	+$1.75K	﹤0.01%	1551
2013 Q3	$1.04M	Hold	55,797	–	–	﹤0.01%	1496
2013 Q2	$1.38M	Buy	+55,797	New	+$1.47M	﹤0.01%	1342

Other funds holding HTS

Nepsis Inc Minneapolis, Minnesota $295M AUM 35.44% 1-Year Est. Return

CFN

Cordasco Financial Network Naples, Florida $138M AUM 10.5% 1-Year Est. Return

UBS AM's HTS Position: Q3 2016 in Review

UBS AM sold out of HATTERAS FINANCIAL CORP (HTS) in Q3 2016, closing a stake of 90,293 shares — an estimated $1.48M sold.

UBS AM first reported a position in HTS in Q2 2013 and held it in 13 quarters. The position peaked at $1.66M in Q1 2014. 2 funds tracked by Wall St. Rank hold HTS as of Q3 2016.

UBS AM reported no remaining HATTERAS FINANCIAL CORP position as of Q3 2016 after selling out during the quarter.
UBS AM sold 90,293 HATTERAS FINANCIAL CORP shares in Q3 2016, an estimated $1.48M.
UBS AM first reported a position in HATTERAS FINANCIAL CORP in Q2 2013 and held it in 13 quarters.
UBS AM's HATTERAS FINANCIAL CORP position peaked at $1.66M in Q1 2014.
2 funds tracked by Wall St. Rank held HATTERAS FINANCIAL CORP as of Q3 2016.

Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.