UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$161M |
| 2 |
WRK
WestRock Company
WRK
|
+$141M |
| 3 |
Kraft Heinz
KHC
|
+$132M |
| 4 |
TripAdvisor
TRIP
|
+$117M |
| 5 |
BXLT
BAXALTA INC COM STK (DE)
BXLT
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$1.82B |
| 2 |
Apple
AAPL
|
+$423M |
| 3 |
eBay
EBAY
|
+$213M |
| 4 |
Regeneron Pharmaceuticals
REGN
|
+$178M |
| 5 |
Booking.com
BKNG
|
+$173M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.43% |
| 2 | Financials | 14.86% |
| 3 | Technology | 14.39% |
| 4 | Consumer Discretionary | 9.86% |
| 5 | Industrials | 8.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FOGO
1476
DELISTED
Fogo de Chao, Inc. Common Stock
FOGO
| $1.56M | ﹤0.01% |
99,914
+9,147
| +10% | +$179K |
|
1477
Moog Inc Class A
MOG.A
$12.8B
| $1.56M | ﹤0.01% |
28,795
+9,396
| +48% | +$605K |
|
|
NUVA
1478
DELISTED
NuVasive, Inc.
NUVA
| $1.55M | ﹤0.01% |
32,211
+11,412
| +55% | +$590K |
|
1479
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
| $1.55M | ﹤0.01% |
102,388
+1,748
| +2% | +$27.5K |
|
|
CEB
1480
DELISTED
CEB Inc.
CEB
| $1.55M | ﹤0.01% |
22,661
+7,153
| +46% | +$553K |
|
1481
UMB Financial
UMBF
$11.1B
| $1.55M | ﹤0.01% |
30,443
+11,777
| +63% | +$621K |
|
|
IBKC
1482
DELISTED
IBERIABANK Corp
IBKC
| $1.55M | ﹤0.01% |
26,559
+10,060
| +61% | +$634K |
|
|
AIRM
1483
DELISTED
Air Methods Corp
AIRM
| $1.54M | ﹤0.01% |
45,334
-120
| -0.3% | -$4.63K |
|
|
ALX
1484
Alexander's
ALX
$1.41B
| $1.54M | ﹤0.01% |
4,120
+521
| +14% | +$202K |
|
|
HTS
1485
DELISTED
HATTERAS FINANCIAL CORP
HTS
| $1.54M | ﹤0.01% |
101,407
+24,522
| +32% | +$400K |
|
|
CRC
1486
DELISTED
California Resources Corporation
CRC
| $1.54M | ﹤0.01% |
59,105
+18,998
| +47% | +$745K |
|
1487
Baytex Energy
BTE
$2.92B
| $1.53M | ﹤0.01% |
481,841
+78,310
| +19% | +$598K |
|
1488
Papa John's
PZZA
$806M
| $1.53M | ﹤0.01% |
22,398
+2,200
| +11% | +$158K |
|
|
HAWK
1489
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
| $1.53M | ﹤0.01% |
36,046
+11,476
| +47% | +$488K |
|
|
AXE
1490
DELISTED
Anixter International Inc
AXE
| $1.52M | ﹤0.01% |
26,242
+8,061
| +44% | +$505K |
|
1491
Knowles
KN
$3.34B
| $1.51M | ﹤0.01% |
82,075
+21,724
| +36% | +$371K |
|
|
DBD
1492
DELISTED
Diebold Nixdorf Incorporated
DBD
| $1.51M | ﹤0.01% |
50,838
+12,940
| +34% | +$421K |
|
1493
Old National Bancorp
ONB
$10.2B
| $1.5M | ﹤0.01% |
108,028
+32,832
| +44% | +$466K |
|
1494
Cimpress
CMPR
$2.31B
| $1.5M | ﹤0.01% |
19,752
+7,453
| +61% | +$554K |
|
1495
Kirby Corp
KEX
$6.93B
| $1.5M | ﹤0.01% |
24,154
-743
| -3% | -$52.5K |
|
1496
Invesco Mortgage Capital
IVR
$805M
| $1.49M | ﹤0.01% |
12,167
+2,910
| +31% | +$406K |
|
1497
Halozyme
HALO
$12.2B
| $1.49M | ﹤0.01% |
110,686
+18,225
| +20% | +$366K |
|
|
VCO
1498
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
| $1.49M | ﹤0.01% |
44,750
| – | – |
|
1499
Forum Energy Technologies
FET
$835M
| $1.48M | ﹤0.01% |
6,075
-67
| -1% | -$20.5K |
|
1500
Monro
MNRO
$398M
| $1.48M | ﹤0.01% |
21,895
+8,027
| +58% | +$513K |
|
Similar funds
UBS AM's Q3 2015 Portfolio in Review
As of Q3 2015, UBS AM held 2,756 positions worth $90.7B, down 13% from $104B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $7.76B in Q3 2015, closing 90 positions and reducing 746 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $1.82B position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Financials and Technology.
Against the trend, UBS AM opened a new position in PayPal worth $139M.
- UBS AM's largest Q3 2015 buy was PayPal: 4,485,916 shares worth $139M.
- UBS AM added most to TripAdvisor in Q3 2015, an estimated $117M increase.
- UBS AM's biggest Q3 2015 reduction was Apple, cutting an estimated $423M.
- UBS AM fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.82B.
- UBS AM's ten largest holdings make up 14% of its $90.7B portfolio in Q3 2015.
- UBS AM opened 55 new positions and closed 90 in Q3 2015.
- UBS AM's portfolio value fell 13% quarter-over-quarter to $90.7B.
Based on UBS AM's 13F filing for Q3 2015, filed 29 Oct 2015.